William Kane - 04 Oct 2022 Form 4 Insider Report for Citius Pharmaceuticals, Inc. (CTXR)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
06 Oct 2022, 16:10:20 UTC
Prior SEC filing
13 Oct 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Alexander M. Donaldson, by power of attorney

Key filing fact

William Kane filed Form 4 for Citius Pharmaceuticals, Inc. (CTXR) on 06 Oct 2022.

Key facts

  • This page summarizes William Kane's Form 4 filing for Citius Pharmaceuticals, Inc. (CTXR).
  • 1 reported transaction and 11 derivative rows are listed below.
  • Accepted by SEC: 06 Oct 2022, 16:10.

Change

  • Previous filing in this sequence was filed on 13 Oct 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CTXR transaction Derivative

Options to Purchase Common Stock

Award

Transaction value
$0
Shares
+75,000
Change %
Price
$0.000000
Shares after
75,000
Date
04 Oct 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
75,000
Exercise price
$1.25
Footnotes
F1
CTXR holding Derivative

Options to Purchase Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
75,000
Date
04 Oct 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
75,000
Exercise price
$2.04
Footnotes
F2
CTXR holding Derivative

Options to Purchase Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
15,000
Date
04 Oct 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
15,000
Exercise price
$2.00
Footnotes
F3
CTXR holding Derivative

Options to Purchase Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
25,000
Date
04 Oct 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
25,000
Exercise price
$1.69
Footnotes
F4
CTXR holding Derivative

Options to Purchase Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
35,000
Date
04 Oct 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
35,000
Exercise price
$1.01
Footnotes
F5
CTXR holding Derivative

Options to Purchase Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
25,000
Date
04 Oct 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
25,000
Exercise price
$1.39
Footnotes
F6
CTXR holding Derivative

Options to Purchase Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
25,000
Date
04 Oct 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
25,000
Exercise price
$0.6700
Footnotes
F7
CTXR holding Derivative

Options to Purchase Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
15,000
Date
04 Oct 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
15,000
Exercise price
$1.62
Footnotes
F8
CTXR holding Derivative

Options to Purchase Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
10,000
Date
04 Oct 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
10,000
Exercise price
$3.45
Footnotes
F9
CTXR holding Derivative

Options to Purchase Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
12,071
Date
04 Oct 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
12,071
Exercise price
$0.0150
Footnotes
F10
CTXR holding Derivative

Options to Purchase Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
13,334
Date
04 Oct 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
13,334
Exercise price
$12.00
Footnotes
F11
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 11 footnotes

Footnote F1

The options were granted on October 4, 2022. The options will vest 100% on the one-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company as of the vesting date.

Footnote F2

The options were granted on October 11, 2021. The options will vest 100% on the one-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company as of the vesting date.

Footnote F3

The options vested in full on July 22, 2022.

Footnote F4

The options vested in full on February 16, 2022.

Footnote F5

The options vested in full on October 6, 2021.

Footnote F6

The options vested in full on July 7, 2021.

Footnote F7

The options vested in full on October 8, 2020.

Footnote F8

The options vested in full on September 4, 2019.

Footnote F9

The options vested in full on September 13, 2018.

Footnote F10

The options vested in 1/3 increments over a three-year period with the first installment vesting on March 28, 2015.

Footnote F11

The options vested in full on the first anniversary of the date of grant.

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