Glencore AG - 30 Sep 2022 Form 4 Insider Report for CENTURY ALUMINUM CO (CENX)

Reporting relationship: 10%+ Owner
Issuer ticker: CENX
Reported as of: 30 Sep 2022
Net transaction value: $0
SEC form: 4
Accepted by SEC: 03 Oct 2022, 12:47:41 UTC
Prior SEC filing: 01 Jul 2022
Next SEC filing: 29 Dec 2023
Source filing: View source filing
Reporting owner signature: GLENCORE AG By: /s/ Stephan Huber Name: Stephan Huber Title: Director

Key filing fact

Glencore AG filed Form 4 for CENTURY ALUMINUM CO (CENX) on 03 Oct 2022.

Key facts

This page summarizes Glencore AG's Form 4 filing for CENTURY ALUMINUM CO (CENX).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 03 Oct 2022, 12:47.

Change

Previous filing in this sequence was filed on 01 Jul 2022.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CENX transaction

Common Stock

Conversion of derivative security

Transaction value
Shares: +32,982
Change %: +0.28%
Price
Shares after: 11,701,321
Date: 30 Sep 2022
Ownership: Direct
Footnotes: F1, F2, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CENX transaction Derivative

Series A Convertible Preferred Stock

Conversion of derivative security

Transaction value
Shares: -330
Change %: -0.56%
Price
Shares after: 58,046
Date: 30 Sep 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 32,982
Exercise price
Footnotes: F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Represents shares of Common Stock acquired upon conversion of 329.82 shares of Series A Convertible Preferred Stock on September 30, 2022.

Footnote F2

Each share of Series A Convertible Preferred Stock is convertible into 100 shares of Common Stock at the times and under the circumstances described in the Certificate of Designation for the Series A Convertible Preferred Stock. The Series A Convertible Preferred Stock has no expiration date.

Footnote F3

The shares of Common Stock reported in Table I and the shares of Series A Convertible Preferred Stock reported in Table II are held directly by Glencore AG, a direct wholly-owned subsidiary of Glencore International AG, and indirectly by Glencore International AG and its parent, Glencore plc.