Key facts
- This page summarizes ULYSSES AGGREGATOR, LP's Form 3 filing for Upland Software, Inc. (UPLD).
- 0 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 25 Aug 2022, 16:20.
ULYSSES AGGREGATOR, LP - 23 Aug 2022 Form 3 Insider Report for Upland Software, Inc. (UPLD)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- UPLD
- Reported as of
- 23 Aug 2022
- Net transaction value
- $0
- Reporting owner signature
- Ulysses Aggregator, LP; By: Ulysses Aggregator GP, LLC, its general partner; By: /s/ David Chung, President
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
ULYSSES AGGREGATOR, LP filed Form 3 for Upland Software, Inc. (UPLD) on 25 Aug 2022.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
UPLD
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 251,727
- Date
- 23 Aug 2022
- Ownership
- See footnote
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
UPLD
holding
Derivative
Series A Convertible Preferred Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 23 Aug 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 6,571,428
- Exercise price
- $17.50
- Footnotes
- F2, F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
These securities are held of record by Bloom Acquisitions 1, LP, an affiliate of Ulysses Aggregator, LP.
Footnote F2
On August 23, 2022, Ulysses Aggregator, LP completed its acquisition of 115,000 shares of Series A Convertible Preferred Stock (the "Series A Preferred Stock") of the Issuer. The Series A Preferred Stock become convertible into shares common stock of the Issuer, par value $0.0001 per share ("Common Stock"), at a conversion price equal to $17.50 per share subject to certain customary adjustments in the event of certain events affecting the price of the Common Stock.
Footnote F3
Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Footnote F4
David Chung, a member of the board of directors of the Issuer, was elected as representative of Ulysses Aggregator, LP. As a result, this entity may be deemed a director by deputization for Section 16 purposes.