Rupert D'Souza - 13 May 2022 Form 4 Insider Report for Adverum Biotechnologies, Inc. (ADVM)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
17 May 2022, 18:28:44 UTC
Prior SEC filing
08 Dec 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Rupert D'Souza, by /s/ Ron A. Metzger, Attorney-in-Fact

Key filing fact

Rupert D'Souza filed Form 4 for Adverum Biotechnologies, Inc. (ADVM) on 17 May 2022.

Key facts

  • This page summarizes Rupert D'Souza's Form 4 filing for Adverum Biotechnologies, Inc. (ADVM).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 17 May 2022, 18:28.

Change

  • Previous filing in this sequence was filed on 08 Dec 2021.
  • Current net transaction value: +$16,857.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ADVM transaction

Common Stock

Purchase

Transaction value
$8,585
Shares
+10,000
Change %
+1176%
Price
$0.8585
Shares after
10,850
Date
13 May 2022
Ownership
Direct
Footnotes
F1
ADVM transaction

Common Stock

Purchase

Transaction value
$8,272
Shares
+10,000
Change %
+92%
Price
$0.8272
Shares after
20,850
Date
17 May 2022
Ownership
Direct
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Price reported is a weighted-average purchase price. The shares were purchased at prices ranging from $0.856 to $0.865. The reporting person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Footnote F2

Price reported is a weighted-average purchase price. The shares were purchased at prices ranging from $0.8245 to $0.828. The reporting person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

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