Richard J. Nadeau - 18 Nov 2021 Form 4 Insider Report for MAXIMUS, INC. (MMS)

Reporting relationship: Chief Financial Officer
Issuer ticker: MMS
Reported as of: 18 Nov 2021
Net transaction value: $0
SEC form: 4
Accepted by SEC: 22 Nov 2021, 15:29:33 UTC
Prior SEC filing: 04 Oct 2021
Next SEC filing: 01 Dec 2021
Source filing: View source filing
Reporting owner signature: David R. Francis: As Attorney-In-Fact for: Richard J. Nadeau

Key filing fact

Richard J. Nadeau filed Form 4 for MAXIMUS, INC. (MMS) on 22 Nov 2021.

Key facts

This page summarizes Richard J. Nadeau's Form 4 filing for MAXIMUS, INC. (MMS).
2 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 22 Nov 2021, 15:29.

Change

Previous filing in this sequence was filed on 04 Oct 2021.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MMS transaction Derivative

Common Stock

Award

Transaction value: $0
Shares: +3,780
Change %
Price: $0.000000
Shares after: 3,780
Date: 18 Nov 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 3,780
Exercise price: $72.31
Footnotes: F1, F2, F3

MMS transaction Derivative

Common Stock

Award

Transaction value: $0
Shares: +12,300
Change %
Price: $0.000000
Shares after: 12,300
Date: 22 Nov 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 12,300
Exercise price: $81.30
Footnotes: F4, F5, F6

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

Each Performance Restricted Stock Unit represents a contingent right to receive one share of common stock.

Footnote F2

The shares were received for no consideration upon the satisfaction of performance criteria for the first tranche of the performance-vested restricted stock units granted on November 23, 2020 and remain subject to vesting based on continued employment through September 30, 2023.

Footnote F3

Expiration date not applicable to Performance RSUs

Footnote F4

Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

Footnote F5

Restricted Stock Units vest based upon the following schedule, subject to deferred vesting for a longer period of the election of the individual, as permitted by the terms of the award: Shares Vest Date 4100 09/30/2022 4100 09/30/2023 4100 09/30/2024 Expiration date not applicable to RSUs

Footnote F6

Reporting person also holds restricted stock units with respect to an additional 108,194.13 shares of common stock with varying vesting schedules.