John Giampetroni - 21 Mar 2023 Form 4 Insider Report for PLBY Group, Inc. (PLBY)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
23 Mar 2023, 06:03:27 UTC
Prior SEC filing
03 Feb 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
By: /s/ John Giampetroni

Key filing fact

John Giampetroni filed Form 4 for PLBY Group, Inc. (PLBY) on 23 Mar 2023.

Key facts

  • This page summarizes John Giampetroni's Form 4 filing for PLBY Group, Inc. (PLBY).
  • 3 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 23 Mar 2023, 06:03.

Change

  • Previous filing in this sequence was filed on 03 Feb 2023.
  • Current net transaction value: -$18,672,102.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PLBY transaction

Common Stock

Sale

Transaction value
$18,672,102
Shares
-7,293,790
Change %
-34%
Price
$2.56
Shares after
14,471,993
Date
21 Mar 2023
Ownership
See Footnote
Footnotes
F1, F2, F5
PLBY transaction

Common Stock

Sale

Transaction value
$9,407,992
Shares
-3,674,997
Change %
-25%
Price
$2.56
Shares after
10,796,996
Date
21 Mar 2023
Ownership
See Footnote
Footnotes
F3, F5
PLBY transaction

Common Stock

Purchase

Transaction value
$9,407,992
Shares
+3,674,997
Change %
+34%
Price
$2.56
Shares after
14,471,993
Date
21 Mar 2023
Ownership
See Footnote
Footnotes
F4, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Represents shares of the Issuer's common stock transferred to entities controlled by Mr. Suhail Rizvi pursuant to the terms of a Nominee Agreement dated January 23, 2023, including 3,627,296 shares of common stock transferred by Rizvi Opportunistic Equity Fund II, L.P. ("ROEF II"), 238,750 shares of common stock transferred by Rizvi Traverse Partners II, LLC ("RTP II") and 3,427,744 shares of common stock transferred by funds (the "funds") controlled by Rizvi Traverse Management, LLC ("Rizvi Traverse"). Rizvi Traverse GP II, LLC ("RT GP II") is the general partner of ROEF II. Rizvi Traverse Management II, LLC ("RTM II") is the manager of RTP II. Mr. John Giampetroni is a manager of RT GP II, RTM II and Rizvi Traverse.

Footnote F2

(continued from footnote 1) Each of RT GP II, RTM II, Rizvi Traverse and Mr. John Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Footnote F3

Represents shares of the Issuer's common stock transferred to an entity controlled by Mr. John Giampetroni pursuant to the terms of a Nominee Agreement dated January 23, 2023, including 3,627,296 shares transferred by ROEF II and 47,701 shares of common stock transferred by RTP II. RT GP II is the general partner of ROEF II. RTM II is the manager of RTP II. Mr. John Giampetroni is a manager of RT GP II and RTM II. Each of RT GP II, RTM II and Mr. John Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Footnote F4

Represents shares acquired by an entity controlled by Mr. John Giampetroni in the transaction described in Footnote 3 above.

Footnote F5

Represents shares of common stock held by ROEF II, RTP II, the funds and other entities controlled by Mr. John Giampetroni. RT GP II is the general partner of ROEF II. RTM II is the manager of RTP II. Mr. John Giampetroni is a manager of RT GP II, RTM II and Rizvi Traverse. Each of RT GP II, RTM II, Rizvi Traverse and Mr. John Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

SEC remarks

This Form 4 is filed by more than one reporting person and is a joint filing with the Form 4 filed by Mr. Suhail Rizvi on March 21, 2023 and relates to the same transaction.

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