Key facts
- This page summarizes Fui Ming Thian's Form 4 filing for RBB Bancorp (RBB).
- 0 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 12 Jun 2023, 19:59.
Fui Ming Thian - 12 Jun 2023 Form 4 Insider Report for RBB Bancorp (RBB)
- Reporting relationship
- Former Director
- Issuer ticker
- RBB
- Reported as of
- 12 Jun 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 12 Jun 2023, 19:59:47 UTC
- Prior SEC filing
- 24 Mar 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Catherine Thian
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Fui Ming Thian filed Form 4 for RBB Bancorp (RBB) on 12 Jun 2023.
Change
- Previous filing in this sequence was filed on 24 Mar 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
RBB
holding
Common Stock, No Par Value
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 102,390
- Date
- 12 Jun 2023
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
RBB
holding
Derivative
Option (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 10,250
- Date
- 12 Jun 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 10,250
- Exercise price
- $13.21
- Footnotes
- F1
RBB
holding
Derivative
Option (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 10,000
- Date
- 12 Jun 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 10,000
- Exercise price
- $17.08
- Footnotes
- F2
RBB
holding
Derivative
Option (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 10,000
- Date
- 12 Jun 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 10,000
- Exercise price
- $18.25
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Fui Ming Thian is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 3 footnotes
Footnote F1
These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
Footnote F2
These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
Footnote F3
These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.