Oaktree Fund GP, LLC - 25 Mar 2022 Form 4 Insider Report for CHESAPEAKE ENERGY CORP (EXE)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
29 Mar 2022, 16:03:27 UTC
Prior SEC filing
09 Jul 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ See Signatures Included in Exhibit 99.1

Key filing fact

Oaktree Fund GP, LLC filed Form 4 for CHESAPEAKE ENERGY CORP (EXE) on 29 Mar 2022.

Key facts

  • This page summarizes Oaktree Fund GP, LLC's Form 4 filing for CHESAPEAKE ENERGY CORP (EXE).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 29 Mar 2022, 16:03.

Change

  • Previous filing in this sequence was filed on 09 Jul 2021.
  • Current net transaction value: -$82,980,000.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CHK transaction

Common Stock

Disposed to Issuer

Transaction value
$82,980,000
Shares
-1,000,000
Change %
-8.3%
Price
$82.98
Shares after
11,001,153
Date
25 Mar 2022
Ownership
See Footnote
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Oaktree Fund GP, LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 2 footnotes

Footnote F1

This Form 4 is being filed jointly by (each, a "Reporting Person" and, collectively, the "Reporting Persons") (i) OCM XI CHK Holdings, LLC ("XI CHK Holdings"), (ii) OCM Xb CHK Holdings, LLC ("Xb CHK Holdings"), (iii) Oaktree Fund GP, LLC ("Fund GP"), in its capacity as the manager of XI CHK Holdings and Xb CHK Holdings, (iv) Oaktree Fund GP I, L.P. ("Fund GP I"), in its capacity as the managing member of Fund GP, (v) Oaktree Capital I, L.P. ("Capital I"), in its capacity as the general partner of Fund GP I, (vi) OCM Holdings I, LLC ("Holdings I"), in its capacity as general partner of Capital I, (vii) Oaktree Holdings, LLC ("Holdings LLC"), in its capacity as the managing member of Holdings I, (viii) Oaktree Capital Group, LLC ("OCG"), in its capacity as the managing member of Holdings LLC, (ix) Oaktree Capital Group Holdings GP, LLC ("OCGH GP"), in its capacity as the indirect owner of the class B units of OCG, (cont'd in FN 2)

Footnote F2

(cont'd from FN 2) (x) Brookfield Public Securities Group Holdings LLC ("Securities Group Holdings"), (xi) Brookfield US Inc. ("Brookfield US"), in its capacity as managing member of Securities Group Holdings, (xii) Brookfield Asset Management Inc. ("BAM"), in its capacity as the indirect owner of the class A units of OCG and sole indirect shareholder of Brookfield US and (xiii) BAM Partners Trust, in its capacity as the sole owner of Class B Limited Voting Shares of BAM. Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

SEC remarks

This Form 4 is being filed in two parts due to the large number of reporting persons. The two filings relate to the same transactions described above. // Form 2 of 2

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