Key facts
- This page summarizes Richard S. Ressler's Form 4 filing for CIM INCOME NAV, INC..
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 16 Dec 2021, 12:05.
Richard S. Ressler - 16 Dec 2021 Form 4 Insider Report for CIM INCOME NAV, INC.
- Reporting relationship
- CEO & President, Director
- Issuer ticker
- N/A
- Reported as of
- 16 Dec 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 16 Dec 2021, 12:05:10 UTC
- Prior SEC filing
- 03 Dec 2021
- Next SEC filing
- 10 May 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Richard S. Ressler
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Richard S. Ressler filed Form 4 for CIM INCOME NAV, INC. on 16 Dec 2021.
Change
- Previous filing in this sequence was filed on 03 Dec 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
No ticker
transaction
Common Stock (Class D)
Disposed to Issuer
- Transaction value
- Shares
- -13,333
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 16 Dec 2021
- Ownership
- By CIM Income NAV Management, LLC
- Footnotes
- F1, F2
No ticker
transaction
Common Stock (Class I)
Disposed to Issuer
- Transaction value
- Shares
- -196,265
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 16 Dec 2021
- Ownership
- By CIM Income NAV Management, LLC
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Richard S. Ressler is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 2 footnotes
Footnote F1
Disposed of pursuant to merger agreement between the issuer, CIM Real Estate Finance Trust, Inc. ("CMFT") and Cypress Merger Sub, LLC in exchange for an aggregate of 548,924.83 shares of Common Stock of CMFT having a net asset value of $7.20 per share on the effective date of the merger.
Footnote F2
The reported shares are owned directly by CIM Income NAV Management, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own the shares owned by CIM Income NAV Management, LLC because of their positions with CIM Group, LLC, which is the sole common equity member of CCO Group, LLC, which owns and controls CIM Income NAV Management, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.