Key facts
- This page summarizes J. Michael Stice's Form 4 filing for Sunlight Financial Holdings Inc..
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 13 Jul 2021, 08:31.
J. Michael Stice - 09 Jul 2021 Form 4 Insider Report for Sunlight Financial Holdings Inc.
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 09 Jul 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 13 Jul 2021, 08:31:31 UTC
- Prior SEC filing
- 02 Jul 2021
- Next SEC filing
- 17 Aug 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ John Michael Stice
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
J. Michael Stice filed Form 4 for Sunlight Financial Holdings Inc. on 13 Jul 2021.
Change
- Previous filing in this sequence was filed on 02 Jul 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SUNL
transaction
Class A Common Stock
Conversion of derivative security
- Transaction value
- Shares
- +50,000
- Change %
- Price
- Shares after
- 50,000
- Date
- 09 Jul 2021
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SUNL
transaction
Derivative
Class B Common Stock
Conversion of derivative security
- Transaction value
- Shares
- -50,000
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 09 Jul 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 50,000
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
J. Michael Stice is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 2 footnotes
Footnote F1
In connection with the closing of the business combination (the "business combination") among Spartan Acquisition Corp. II ("Spartan"), SL Invest I Inc., SL Invest II LLC, SL Financial Investor I LLC, SL Financial Investor II LLC, SL Financial Holdings Inc., SL Financial LLC, Sunlight Financial LLC, FTV-Sunlight, Inc. and Tiger Co-Invest B Sunlight Blocker, LLC, on July 9, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Spartan's Class A Common Stock on a one-for-one basis. Upon consummation of the business combination, Spartan changed its name to "Sunlight Financial Holdings Inc."
Footnote F2
The shares of Class B Common Stock were automatically convertible into shares of Class A Common Stock at the time of Spartan's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights (which rights were waived by the Reporting Person in connection with the business combination), and had no expiration date.