Rocha Lucas de Carvalho - 31 Jul 2022 Form 4 Insider Report for UNIFI INC (UFI)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
01 Aug 2022, 16:05:21 UTC
Prior SEC filing
01 Feb 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ GREGORY K. SIGMON, attorney-in-fact

Key filing fact

Rocha Lucas de Carvalho filed Form 4 for UNIFI INC (UFI) on 01 Aug 2022.

Key facts

  • This page summarizes Rocha Lucas de Carvalho's Form 4 filing for UNIFI INC (UFI).
  • 6 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 01 Aug 2022, 16:05.

Change

  • Previous filing in this sequence was filed on 01 Feb 2022.
  • Current net transaction value: -$49,854.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

UFI transaction

Common Stock

Options Exercise

Transaction value
Shares
+1,554
Change %
Price
Shares after
1,554
Date
31 Jul 2022
Ownership
Direct
Footnotes
F1
UFI transaction

Common Stock

Disposed to Issuer

Transaction value
$21,538
Shares
-1,554
Change %
-100%
Price
$13.86
Shares after
0
Date
31 Jul 2022
Ownership
Direct
UFI transaction

Common Stock

Options Exercise

Transaction value
Shares
+2,043
Change %
Price
Shares after
2,043
Date
31 Jul 2022
Ownership
Direct
Footnotes
F1
UFI transaction

Common Stock

Disposed to Issuer

Transaction value
$28,316
Shares
-2,043
Change %
-100%
Price
$13.86
Shares after
0
Date
31 Jul 2022
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

UFI transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-1,554
Change %
-100%
Price
$0.000000*
Shares after
0
Date
31 Jul 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,554
Exercise price
Footnotes
F1, F2
UFI transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-2,043
Change %
-100%
Price
$0.000000*
Shares after
0
Date
31 Jul 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,043
Exercise price
Footnotes
F1, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Rocha Lucas de Carvalho is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 3 footnotes

Footnote F1

Each restricted stock unit was the economic equivalent of one share of the issuer's common stock and, pursuant to the terms of the grant, was settled in cash.

Footnote F2

The Board of Directors of the issuer approved the accelerated vesting of all of the remaining unvested restricted stock units from the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on October 31, 2019.

Footnote F3

The Board of Directors of the issuer approved the accelerated vesting of 2,043 of the remaining unvested restricted stock units from the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on October 30, 2020. The remaining 4,086 unvested restricted stock units from this grant were forfeited.

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