MVM Partners, LLC - 31 Dec 2022 Form 5 Insider Report for OptiNose, Inc. (OPTN)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
5
Accepted by SEC
14 Feb 2023, 15:11:43 UTC
Prior SEC filing
14 Feb 2023
Next SEC filing
28 Feb 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Eric Bednarski

Key filing fact

MVM Partners, LLC filed Form 5 for OptiNose, Inc. (OPTN) on 14 Feb 2023.

Key facts

  • This page summarizes MVM Partners, LLC's Form 5 filing for OptiNose, Inc. (OPTN).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 14 Feb 2023, 15:11.

Change

  • Previous filing in this sequence was filed on 14 Feb 2023.
  • Current net transaction value: +$4,000,000.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 5 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

OPTN transaction

Common Stock

Award

Transaction value
$3,978,947
Shares
+2,105,263
Change %
+17%
Price
$1.89
Shares after
14,605,263
Date
23 Nov 2022
Ownership
See footnote
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

OPTN transaction Derivative

Warrant (right to buy)

Options Exercise

Transaction value
$21,053
Shares
+2,105,263
Change %
Price
$0.0100*
Shares after
2,105,263
Date
23 Nov 2022
Ownership
See footnote
Underlying class
Common Stock
Underlying amount
2,105,263
Exercise price
$2.56
Footnotes
F1, F2, F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Includes 14,310,208 shares held by MVM V LP and 295,055 shares held by MVM GP (No. 5) LP.

Footnote F2

The Reporting Person is the current manager of MVM V LP and MVM GP (No.5) LP

Footnote F3

The warrants are immediately exercisable.

Footnote F4

Includes warrant to purchase 2,062,732 shares of common stock by MVM V LP and warrant to purchase 42,531 shares of common stock by MVM GP (No. 5) LP.

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