Key facts
- This page summarizes William Zerella's Form 4 filing for TKB Critical Technologies 1 (USCTF).
- 3 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 30 Jun 2023, 17:47.
William Zerella - 28 Jun 2023 Form 4 Insider Report for TKB Critical Technologies 1 (USCTF)
- Reporting relationship
- Director
- Issuer ticker
- USCTF
- Reported as of
- 28 Jun 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 30 Jun 2023, 17:47:04 UTC
- Prior SEC filing
- 22 Jun 2023
- Next SEC filing
- 06 Jul 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ William Zerella
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
William Zerella filed Form 4 for TKB Critical Technologies 1 (USCTF) on 30 Jun 2023.
Change
- Previous filing in this sequence was filed on 22 Jun 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
USCT
transaction
Class A Ordinary Shares
Conversion of derivative security
- Transaction value
- Shares
- +6,250
- Change %
- Price
- Shares after
- 6,250
- Date
- 28 Jun 2023
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
USCT
transaction
Derivative
Class B Ordinary Shares
Other
- Transaction value
- Shares
- -18,750
- Change %
- -75%
- Price
- Shares after
- 6,250
- Date
- 28 Jun 2023
- Ownership
- Direct
- Underlying class
- Class A Ordinary Shares
- Underlying amount
- 18,750
- Exercise price
- Footnotes
- F2, F3
USCT
transaction
Derivative
Class B Ordinary Shares
Conversion of derivative security
- Transaction value
- Shares
- -6,250
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 28 Jun 2023
- Ownership
- Direct
- Underlying class
- Class A Ordinary Shares
- Underlying amount
- 6,250
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
In accordance with the amended and restated memorandum and articles of association of TKB Critical Technologies 1 ("TKB"), the Reporting Person elected to convert 6,250 Class B Ordinary Shares into Class A Ordinary Shares on a one-for-one basis for no consideration.
Footnote F2
The Class B Ordinary Shares are (i) convertible into Class A Ordinary Shares at the Reporting Person's election on a one-for-one basis and (ii) automatically convertible into Class A Ordinary Shares at the time of the closing of the Issuer's initial business combination on a one-for-one basis, in each case subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.
Footnote F3
On June 25, 2023, the Reporting Person entered into a Securities Transfer Agreement with certain third party buyers named therein ("Buyers"), the Issuer, TKB Sponsor I LLC and each other independent director of the Issuer, pursuant to which, on June 28, 2023, the Reporting Person sold 18,750 Cass B Ordinary Shares to Buyers for no consideration.