Key facts
- This page summarizes Thomas H. Caudle Jr.'s Form 4 filing for UNIFI INC (UFI).
- 8 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 29 Jun 2021, 16:05.
Thomas H. Caudle Jr. - 27 Jun 2021 Form 4 Insider Report for UNIFI INC (UFI)
- Reporting relationship
- Former Officer and Director
- Issuer ticker
- UFI
- Reported as of
- 27 Jun 2021
- Net transaction value
- -$209,897
- Reporting owner signature
- /s/ Gregory K. Sigmon, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Thomas H. Caudle Jr. filed Form 4 for UNIFI INC (UFI) on 29 Jun 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: -$209,897.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
UFI
transaction
Common Stock
Tax liability
- Transaction value
- $33,477
- Shares
- -1,345
- Change %
- -1.3%
- Price
- $24.89
- Shares after
- 104,121
- Date
- 27 Jun 2021
- Ownership
- Direct
- Footnotes
- F1
UFI
transaction
Common Stock
Tax liability
- Transaction value
- $16,751
- Shares
- -673
- Change %
- -0.65%
- Price
- $24.89
- Shares after
- 103,448
- Date
- 27 Jun 2021
- Ownership
- Direct
- Footnotes
- F2
UFI
transaction
Common Stock
Tax liability
- Transaction value
- $33,477
- Shares
- -1,345
- Change %
- -1.3%
- Price
- $24.89
- Shares after
- 102,103
- Date
- 27 Jun 2021
- Ownership
- Direct
- Footnotes
- F3
UFI
transaction
Common Stock
Tax liability
- Transaction value
- $63,569
- Shares
- -2,554
- Change %
- -2.5%
- Price
- $24.89
- Shares after
- 99,549
- Date
- 27 Jun 2021
- Ownership
- Direct
- Footnotes
- F4
UFI
transaction
Common Stock
Tax liability
- Transaction value
- $62,598
- Shares
- -2,515
- Change %
- -2.5%
- Price
- $24.89
- Shares after
- 97,034
- Date
- 27 Jun 2021
- Ownership
- Direct
- Footnotes
- F5
UFI
transaction
Common Stock
Options Exercise
- Transaction value
- $74,820
- Shares
- +6,000
- Change %
- +6.2%
- Price
- $12.47
- Shares after
- 103,034
- Date
- 27 Jun 2021
- Ownership
- Direct
- Footnotes
- F6
UFI
transaction
Common Stock
Tax liability
- Transaction value
- $74,844
- Shares
- -3,007
- Change %
- -2.9%
- Price
- $24.89
- Shares after
- 100,027
- Date
- 27 Jun 2021
- Ownership
- Direct
- Footnotes
- F7
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
UFI
transaction
Derivative
Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -6,000
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 27 Jun 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 6,000
- Exercise price
- $12.47
- Footnotes
- F8
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Thomas H. Caudle Jr. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 8 footnotes
Footnote F1
Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock pursuant to the reporting person's deferral election for the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on July 29, 2011.
Footnote F2
Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock pursuant to the reporting person's deferral election for the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on July 26, 2012.
Footnote F3
Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock pursuant to the reporting person's deferral election for the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on August 16, 2013.
Footnote F4
Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock upon the accelerated vesting of the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on November 1, 2018.
Footnote F5
Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock upon the accelerated vesting of the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on October 31, 2019.
Footnote F6
Represents shares delivered upon the exercise of a stock option.
Footnote F7
Represents shares withheld to pay the exercise price of a stock option.
Footnote F8
The option vested and became exercisable in three equal installments on the first, second, and third anniversaries of the July 27, 2011 grant date.