Trident V Parallel Fund, L.P. - 31 Mar 2023 Form 4 Insider Report for Eagle Point Credit Co Inc. (ECC)

Reporting relationship: 10%+ Owner
Issuer ticker: ECC
Reported as of: 31 Mar 2023
Net transaction value: $0
SEC form: 4
Accepted by SEC: 04 Apr 2023, 16:53:35 UTC
Source filing: View source filing
Reporting owner signature: Trident V Parallel Fund, L.P., By: Trident Capital V-PF, L.P., its sole general partner, By: DW Trident V, LLC, a general partner, By: /s/ Jacqueline Giammarco, Vice President

Key filing fact

Trident V Parallel Fund, L.P. filed Form 4 for Eagle Point Credit Co Inc. (ECC) on 04 Apr 2023.

Key facts

This page summarizes Trident V Parallel Fund, L.P.'s Form 4 filing for Eagle Point Credit Co Inc. (ECC).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 04 Apr 2023, 16:53.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ECC transaction

Common Stock, par value $0.001 per share

Other

Transaction value: $0
Shares: -2,339,901
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 31 Mar 2023
Ownership: Direct
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Trident V Parallel Fund, L.P. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 2 footnotes

Footnote F1

On March 31, 2023, all shares of Eagle Point Credit Co Inc. held by Trident V Parallel Fund, L.P. ("Trident V Parallel") and Trident Capital V-PF, L.P. ("Trident V Parallel GP") were transferred to Trident ECC Aggregator LP ("Aggregator") in exchange for equity interests in Aggregator.

Footnote F2

This Form 4 is being filed jointly by Trident V Parallel and Trident V Parallel GP. Trident V Parallel GP, as the general partner of Trident V Parallel, may be deemed a beneficial owner of securities held by Trident V Parallel, but disclaims such beneficial ownership except to the extent of Trident V Parallel GP's pecuniary interest therein.