Jeff A. Knobel - 23 Sep 2022 Form 4 Insider Report for BALL Corp (BALL)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
04 Oct 2022, 18:37:30 UTC
Prior SEC filing
02 Feb 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Charles E. Baker, attorney-in-fact for Mr. Knobel

Key filing fact

Jeff A. Knobel filed Form 4 for BALL Corp (BALL) on 04 Oct 2022.

Key facts

  • This page summarizes Jeff A. Knobel's Form 4 filing for BALL Corp (BALL).
  • 0 reported transactions and 9 derivative rows are listed below.
  • Accepted by SEC: 04 Oct 2022, 18:37.

Change

  • Previous filing in this sequence was filed on 02 Feb 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BALL holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
61,352
Date
23 Sep 2022
Ownership
Direct
Footnotes
F1
BALL holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
3,400
Date
23 Sep 2022
Ownership
401(k) Plan
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

BALL holding Derivative

Deferred Compensation Company Stock Plan

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
37,353
Date
23 Sep 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
37,353
Exercise price
Footnotes
F1, F3, F4
BALL holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
5,335
Date
23 Sep 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
5,335
Exercise price
Footnotes
F1, F5
BALL holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,000
Date
23 Sep 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,000
Exercise price
Footnotes
F1, F6
BALL holding Derivative

Stock Appreciation Rights (sars)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,098
Date
23 Sep 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,098
Exercise price
$38.38
Footnotes
F1
BALL holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
15,436
Date
23 Sep 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
15,436
Exercise price
$38.84
Footnotes
F1
BALL holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
11,881
Date
23 Sep 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
11,881
Exercise price
$50.78
Footnotes
F1
BALL holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
9,375
Date
23 Sep 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
9,375
Exercise price
$72.59
Footnotes
F1
BALL holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
7,273
Date
23 Sep 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
7,273
Exercise price
$85.33
Footnotes
F1
BALL holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,651
Date
23 Sep 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
6,651
Exercise price
$86.57
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Jeff A. Knobel is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 6 footnotes

Footnote F1

The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

Footnote F2

Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.

Footnote F3

Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

Footnote F4

Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

Footnote F5

Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

Footnote F6

Each restricted stock unit granted under the Deposit Share Program represents a contingent opportunity to receive one share of Ball Corporation Common Stock.

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