Bret Scholtes - 06 Jan 2022 Form 4 Insider Report for Guardion Health Sciences, Inc.

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
16 Jun 2022, 16:10:26 UTC
Prior SEC filing
01 Sep 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Bret Scholtes

Key filing fact

Bret Scholtes filed Form 4 for Guardion Health Sciences, Inc. on 16 Jun 2022.

Key facts

  • This page summarizes Bret Scholtes's Form 4 filing for Guardion Health Sciences, Inc..
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 16 Jun 2022, 16:10.

Change

  • Previous filing in this sequence was filed on 01 Sep 2021.
  • Current net transaction value: -$24,164.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GHSI transaction

Common Stock

Tax liability

Transaction value
$24,164
Shares
-37,175
Change %
-11%
Price
$0.6500
Shares after
294,980
Date
06 Jan 2022
Ownership
Direct
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

On January 6, 2021, the Registrant issued the Reporting Person 152,671 shares (the "Shares") of the Registrant's common stock pursuant to the Employment Agreement by and between the Registrant and the Reporting Person dated January 1, 2021 which Shares vested in full on January 6, 2022. The Reporting Person has elected to satisfy their tax withholding obligations upon the vesting of restricted stock by having the Registrant withhold a number of vested shares having a value on the date of vesting equal to the tax withholding obligation.

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