Bhavesh Patel V - 31 Dec 2021 Form 4 Insider Report for LyondellBasell Industries N.V. (LYB)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
04 Jan 2022, 16:00:47 UTC
Prior SEC filing
10 Dec 2021
Next SEC filing
04 Apr 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Lara A. Mason, Attorney-in-Fact

Key filing fact

Bhavesh Patel V filed Form 4 for LyondellBasell Industries N.V. (LYB) on 04 Jan 2022.

Key facts

  • This page summarizes Bhavesh Patel V's Form 4 filing for LyondellBasell Industries N.V. (LYB).
  • 6 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 04 Jan 2022, 16:00.

Change

  • Previous filing in this sequence was filed on 10 Dec 2021.
  • Current net transaction value: -$2,395,674.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LYB transaction

Class A Ordinary Shares

Disposed to Issuer

Transaction value
$0
Shares
-966
Change %
-0.52%
Price
$0.000000
Shares after
186,534
Date
31 Dec 2021
Ownership
Direct
Footnotes
F1, F2
LYB transaction

Class A Ordinary Shares

Disposed to Issuer

Transaction value
$0
Shares
-12,794
Change %
-6.9%
Price
$0.000000
Shares after
173,740
Date
31 Dec 2021
Ownership
Direct
Footnotes
F2, F3
LYB transaction

Class A Ordinary Shares

Disposed to Issuer

Transaction value
$0
Shares
-21,713
Change %
-12%
Price
$0.000000
Shares after
152,027
Date
31 Dec 2021
Ownership
Direct
Footnotes
F2, F4
LYB transaction

Class A Ordinary Shares

Tax liability

Transaction value
$1,227,305
Shares
-13,307
Change %
-8.8%
Price
$92.23
Shares after
138,720
Date
31 Dec 2021
Ownership
Direct
Footnotes
F5
LYB transaction

Class A Ordinary Shares

Tax liability

Transaction value
$821,585
Shares
-8,908
Change %
-6.4%
Price
$92.23
Shares after
129,812
Date
31 Dec 2021
Ownership
Direct
Footnotes
F6
LYB transaction

Class A Ordinary Shares

Tax liability

Transaction value
$346,785
Shares
-3,760
Change %
-2.9%
Price
$92.23
Shares after
126,052
Date
31 Dec 2021
Ownership
Direct
Footnotes
F7
LYB holding

Class A Ordinary Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
207,375
Date
31 Dec 2021
Ownership
By Family Trust
Footnotes
F8
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Bhavesh Patel V is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 8 footnotes

Footnote F1

The reporting person retired on December 31, 2021 and, pursuant to the terms of his restricted stock unit award, forfeited the 966 reported on this Form 4.

Footnote F2

Price is not applicable.

Footnote F3

The reporting person retired on December 31, 2021 and, pursuant to the terms of his restricted stock unit award, forfeited the 12,794 reported on this Form 4.

Footnote F4

The reporting person retired on December 31, 2021 and, pursuant to the terms of his restricted stock unit award, forfeited the 21,713 reported on this Form 4.

Footnote F5

Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the prorated vesting 33,816 shares of restricted stock units granted to the reporting person on February 21, 2019.

Footnote F6

Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the prorated vesting 22,637 shares of restricted stock units granted to the reporting person on February 20, 2020.

Footnote F7

Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the prorated vesting 9,554 shares of restricted stock units granted to the reporting person on February 25, 2021.

Footnote F8

Represents shares held by the reporting person's family trust.

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