Key facts
- This page summarizes GUARDIAN LIFE INSURANCE CO OF AMERICA's Form 4 filing for ClearBridge MLP & Midstream Fund Inc..
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 10 Apr 2023, 17:02.
GUARDIAN LIFE INSURANCE CO OF AMERICA - 08 Jan 2023 Form 4 Insider Report for ClearBridge MLP & Midstream Fund Inc.
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 08 Jan 2023
- Net transaction value
- -$4,200,000
- SEC form
- 4
- Accepted by SEC
- 10 Apr 2023, 17:02:01 UTC
- Prior SEC filing
- 14 Feb 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Brian Keating
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
GUARDIAN LIFE INSURANCE CO OF AMERICA filed Form 4 for ClearBridge MLP & Midstream Fund Inc. on 10 Apr 2023.
Change
- Previous filing in this sequence was filed on 14 Feb 2023.
- Current net transaction value: -$4,200,000.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CEM
transaction
Mandatory Redeemable Preferred Stock
Sale
- Transaction value
- $4,200,000
- Shares
- -42
- Change %
- -0.02%
- Price
- $100000.00*
- Shares after
- 200,000
- Date
- 08 Jan 2023
- Ownership
- Direct
* marks a reported price that did not pass the local price check.