Key facts
- This page summarizes OI3, LLC's Form 3 filing for OFS Capital Corp (OFS).
- 0 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 05 Jul 2023, 12:58.
OI3, LLC - 30 Jun 2023 Form 3 Insider Report for OFS Capital Corp (OFS)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- OFS
- Reported as of
- 30 Jun 2023
- Net transaction value
- $0
- Reporting owner signature
- /s/ Nicholas V. Morosoff, Officer of the Manager of OI3, LLC
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
OI3, LLC filed Form 3 for OFS Capital Corp (OFS) on 05 Jul 2023.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
OFS
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,946,474
- Date
- 30 Jun 2023
- Ownership
- -
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 1 footnote
Footnote F1
The reported securities are directly owned by Orchard First Source Asset Management Holdings, LLC ("OFSAM Holdings"), and may be deemed to be indirectly owned by Orchard Investments, LLC ("OI") through its interests in OFSAM Holdings, indirectly owned by OI3, LLC, as an owner of OI, indirectly owned by the OI3 2013 Trust, as owner of OI3, LLC, and indirectly owned by Richard S. Ressler, as investment trustee of the OI3 2019 Trust. Each of OI, the OI3 2019 Trust and Richard S. Ressler previously reported its potential deemed indirect ownership interest on Form 3 filed September 27, 2021. OI3, LLC disclaims, and each of OI, the OI3 2019 Trust and Richard S. Ressler has disclaimed, beneficial ownership of the shares reported herein, except to the extent of such person's respective pecuniary interest therein.