Orchard Investments, LLC - 15 Sep 2021 Form 3 Insider Report for OFS Capital Corp (OFS)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
3
Accepted by SEC
27 Sep 2021, 17:22:34 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Nicholas V. Morosoff, Officer of the Manager of Orchard Investments, LLC

Key filing fact

Orchard Investments, LLC filed Form 3 for OFS Capital Corp (OFS) on 27 Sep 2021.

Key facts

  • This page summarizes Orchard Investments, LLC's Form 3 filing for OFS Capital Corp (OFS).
  • 0 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 27 Sep 2021, 17:22.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

OFS holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,946,474
Date
15 Sep 2021
Ownership
-
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

The reported securities are owned directly by Orchard First Source Asset Management ("OFSAM") and may be deemed to be indirectly owned by Orchard Investments, LLC through its interests in OFSAM, indirectly owned by The OI3 2019 Trust, as an owner of Orchard Investments, LLC, and indirectly owned by Richard S. Ressler, as investment trustee of The OI3 2019 Trust. Each of the foregoing persons disclaims beneficial ownership of the reported securities except to the extent of his/its pecuniary interest therein.

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