Alison S. Rand - 10 Mar 2023 Form 4 Insider Report for Warburg Pincus Capital Corp I-A

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
14 Mar 2023, 12:13:12 UTC
Prior SEC filing
06 Mar 2023
Next SEC filing
31 May 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Tara O'Neill as Attorney-in-Fact of Alison S. Rand

Key filing fact

Alison S. Rand filed Form 4 for Warburg Pincus Capital Corp I-A on 14 Mar 2023.

Key facts

  • This page summarizes Alison S. Rand's Form 4 filing for Warburg Pincus Capital Corp I-A.
  • 1 reported transaction and 1 derivative row are listed below.
  • Accepted by SEC: 14 Mar 2023, 12:13.

Change

  • Previous filing in this sequence was filed on 06 Mar 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

WPCA transaction Derivative

Class B ordinary shares

Disposed to Issuer

Transaction value
$0
Shares
-35,000
Change %
-100%
Price
$0.000000*
Shares after
0
Date
10 Mar 2023
Ownership
Direct
Underlying class
Class A ordinary shares
Underlying amount
35,000
Exercise price
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Alison S. Rand is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 2 footnotes

Footnote F1

The Class B ordinary shares would have automatically converted into Class A ordinary shares of the Issuer at the time of the issuer's initial business combination, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

Footnote F2

The reporting person surrendered the reported securities for no consideration and, upon effectiveness of the Issuer's delisting and de-registration, will have no further Section 16 reporting obligations.

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