Key facts
- This page summarizes David D. Smith's Form 4 filing for KOSS CORP (KOSS).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 02 Nov 2021, 17:32.
David D. Smith - 02 Nov 2021 Form 4 Insider Report for KOSS CORP (KOSS)
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- KOSS
- Reported as of
- 02 Nov 2021
- Net transaction value
- -$129,100
- SEC form
- 4
- Accepted by SEC
- 02 Nov 2021, 17:32:01 UTC
- Prior SEC filing
- 26 Aug 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ David D. Smith
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
David D. Smith filed Form 4 for KOSS CORP (KOSS) on 02 Nov 2021.
Change
- Previous filing in this sequence was filed on 26 Aug 2021.
- Current net transaction value: -$129,100.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
KOSS
transaction
Common Stock
Options Exercise
- Transaction value
- $26,300
- Shares
- +10,000
- Change %
- Price
- $2.63
- Shares after
- 10,000
- Date
- 02 Nov 2021
- Ownership
- Direct
KOSS
transaction
Common Stock
Sale
- Transaction value
- $155,400
- Shares
- -10,000
- Change %
- -100%
- Price
- $15.54
- Shares after
- 0
- Date
- 02 Nov 2021
- Ownership
- Direct
- Footnotes
- F1
KOSS
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 31
- Date
- 02 Nov 2021
- Ownership
- ESOP
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
KOSS
transaction
Derivative
Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -10,000
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 20,000
- Date
- 02 Nov 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 10,000
- Exercise price
- $2.63
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.50 to $15.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Footnote F2
This option vests in five equal annual installments beginning on October 10, 2019.