Key facts
- This page summarizes Axelle Henry's Form 4 filing for Vita Coco Company, Inc. (COCO).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 02 Jun 2022, 20:09.
Axelle Henry - 31 May 2022 Form 4 Insider Report for Vita Coco Company, Inc. (COCO)
- Reporting relationship
- Director
- Issuer ticker
- COCO
- Reported as of
- 31 May 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 02 Jun 2022, 20:09:38 UTC
- Prior SEC filing
- 21 Oct 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Yolanda Goettsch, Attorney-in-Fact for Axelle Henry
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Axelle Henry filed Form 4 for Vita Coco Company, Inc. (COCO) on 02 Jun 2022.
Change
- Previous filing in this sequence was filed on 21 Oct 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
COCO
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +2,333
- Change %
- Price
- $0.000000
- Shares after
- 2,333
- Date
- 31 May 2022
- Ownership
- Held as nominee for Verlinvest Beverages SA
- Footnotes
- F1
COCO
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 20,602,363
- Date
- 31 May 2022
- Ownership
- By Verlinvest Beverages SA
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
COCO
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -2,333
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 31 May 2022
- Ownership
- Held as nominee for Verlinvest Beverages SA
- Underlying class
- Common Stock
- Underlying amount
- 2,333
- Exercise price
- Footnotes
- F1, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Axelle Henry is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 3 footnotes
Footnote F1
Represents shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted to the Reporting Person. Based on a nominee agreement between the Reporting Person and Verlinvest Beverages SA ("Verlinvest"), such RSUs were held by the Reporting Person as a nominee for Verlinvest and, upon vesting of the RSUs, the underlying shares were delivered to Verlinvest. The Reporting Person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein, if any. The RSUs convert to common stock on a one-for one-basis.
Footnote F2
The Reporting Person is Chief Financial Officer of Verlinvest Group, a parent entity of Verlinvest, and is a member of the board of directors of Verlinvest and therefore may be deemed to have shared voting power with respect to the shares of common stock held of record by Verlinvest. The Reporting Person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein, if any.
Footnote F3
RSUs were granted on October 21, 2021 with a vesting date of the earlier of (i) the day immediately preceding the first Annual Meeting after the grant date or (ii) on October 21, 2022 provided that the Reporting Person remains in continuous service on the applicable vesting date.