(MAT)

Reporting relationship: Pres & Chief Operating Officer
Issuer ticker: MAT
Reported as of: 02 Aug 2023
Net transaction value: -$179,371
SEC form: 4
Accepted by SEC: 04 Aug 2023, 19:00:35 UTC
Prior SEC filing: 02 Aug 2023
Next SEC filing: 24 Aug 2023
Source filing: View source filing
Reporting owner signature: /s/ Tiffani Magri, Attorney-in-Fact for Richard Dickson

Key filing fact

Richard Dickson filed Form 4 for MATTEL INC /DE/ (MAT) on 04 Aug 2023.

Key facts

This page summarizes Richard Dickson's Form 4 filing for MATTEL INC /DE/ (MAT).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 04 Aug 2023, 19:00.

Change

Previous filing in this sequence was filed on 02 Aug 2023.
Current net transaction value: -$179,371.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

MAT transaction

Common Stock

Options Exercise

Transaction value
Shares: +16,944
Change %: +2.5%
Price
Shares after: 682,251
Date: 02 Aug 2023
Ownership: Direct
Footnotes: F1

MAT transaction

Common Stock

Tax liability

Transaction value: $179,371
Shares: -8,441
Change %: -1.2%
Price: $21.25
Shares after: 673,810
Date: 02 Aug 2023
Ownership: Direct
Footnotes: F2

MAT holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 8,812
Date: 02 Aug 2023
Ownership: In 401(k)
Footnotes: F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MAT transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -16,944
Change %: -49%
Price: $0.000000
Shares after: 17,458
Date: 02 Aug 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 16,944
Exercise price
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Richard Dickson is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 3 footnotes

Footnote F1

As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 51,346 Restricted Stock Units ("RSUs" or "Units") on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2023, the second 33% of these RSUs vested, resulting in the issuance of 16,944 shares of Mattel, Inc. Common Stock.

Footnote F2

Pursuant to the terms of the August 2, 2021 RSU grant, 8,441 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Footnote F3

As of August 3, 2023, the Reporting Person had a balance of $180,656.04 in the Mattel Stock Fund of Mattel, Inc.'s 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the third-party administrator for the PIP.