Edward H. Schaefer - 15 Mar 2023 Form 4 Insider Report for FFBW, Inc. /MD/ (FFBW)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
16 Mar 2023, 11:39:17 UTC
Prior SEC filing
27 May 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Steven T. Lanter, pursuant to power of attorney

Key filing fact

Edward H. Schaefer filed Form 4 for FFBW, Inc. /MD/ (FFBW) on 16 Mar 2023.

Key facts

  • This page summarizes Edward H. Schaefer's Form 4 filing for FFBW, Inc. /MD/ (FFBW).
  • 1 reported transaction and 3 derivative rows are listed below.
  • Accepted by SEC: 16 Mar 2023, 11:39.

Change

  • Previous filing in this sequence was filed on 27 May 2022.
  • Current net transaction value: +$4,768.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FFBW transaction

Common Stock

Purchase

Transaction value
$4,768
Shares
+399
Change %
+0.57%
Price
$11.95
Shares after
70,752
Date
15 Mar 2023
Ownership
Direct
Footnotes
F1, F2, F3
FFBW holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
11,954
Date
15 Mar 2023
Ownership
By ESOP
Footnotes
F7
FFBW holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,000
Date
15 Mar 2023
Ownership
By IRA

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FFBW holding Derivative

Stock Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,000
Date
15 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
6,000
Exercise price
$12.16
Footnotes
F6
FFBW holding Derivative

Stock Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
5,000
Date
15 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
5,000
Exercise price
$11.25
Footnotes
F5
FFBW holding Derivative

Stock Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
95,016
Date
15 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
95,016
Exercise price
$9.15
Footnotes
F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

Includes shares of restricted stock which vest at a rate of 20% per year commencing on December 19, 2019.

Footnote F2

Includes shares of restricted stock which vest at a rate of 20% per year commencing on May 26, 2022.

Footnote F3

Includes shares of restricted stock which vest at a rate of 20% per year commencing on May 25, 2023.

Footnote F4

Stock options vest at a rate of 20% per year commencing on December 19, 2019.

Footnote F5

Stock options vest at a rate of 20% per year commencing on May 26, 2022.

Footnote F6

Stock options vest at a rate of 20% per year commencing on May 25, 2023.

Footnote F7

Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.

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