Gregory Grunberg - 17 Jun 2021 Form 4 Insider Report for Kala Pharmaceuticals, Inc. (KALA)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
21 Jun 2021, 17:30:18 UTC
Next SEC filing
18 May 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Mary Reumuth, Attorney-in-Fact

Key filing fact

Gregory Grunberg filed Form 4 for Kala Pharmaceuticals, Inc. (KALA) on 21 Jun 2021.

Key facts

  • This page summarizes Gregory Grunberg's Form 4 filing for Kala Pharmaceuticals, Inc. (KALA).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 21 Jun 2021, 17:30.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

KALA transaction

Common Stock

Award

Transaction value
$0
Shares
+20,000
Change %
+100%
Price
$0.000000
Shares after
40,000
Date
17 Jun 2021
Ownership
Direct
Footnotes
F1, F2
KALA holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,534,854
Date
17 Jun 2021
Ownership
By Longitude Venture Partners IV, L.P.
Footnotes
F3
KALA holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,877,006
Date
17 Jun 2021
Ownership
By Longitude Venture Partners II, L.P.
Footnotes
F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Grant of restricted stock units ("RSUs") under the Issuer's 2017 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the reporting person's continued service with the Issuer, the RSUs will vest as to 100% of the shares underlying the RSUs on the earlier of (i) June 17, 2022 or (ii) the date of the first annual meeting following June 17, 2021.

Footnote F2

Includes 20,000 unvested RSUs.

Footnote F3

Longitude Capital Partners IV, LLC ("LCP IV") is the general partner of Longitude Venture Partners IV, L.P. ("LVP IV") and may be deemed to have voting and investment power with respect to such securities. Patrick G. Enright and Juliet Tammenoms Bakker are the managing members of LCP IV and may be deemed to share voting and investment power over the securities held by LVP IV. The Reporting Person is a member of LCP IV and may be deemed to share voting and investment power over the securities of the issuer held by LVP IV. Mr. Enright, Ms. Tammenoms Bakker and the Reporting Person (a member of the Issuer's board of directors) disclaim beneficial ownership over such securities except to the extent of their respective pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Footnote F4

Longitude Capital Partners II, LLC ("LCP II") is the general partner of Longitude Venture Partners II, L.P. ("LVP II") and may be deemed to have voting and investment power with respect to such securities. Patrick G. Enright and Juliet Tammenoms Bakker are the managing members of LCP II and may be deemed to share voting and investment power over the securities held by LVP II. The Reporting Person is a member of LCP II and may be deemed to share voting and investment power over the securities of the issuer held by LVP II. Mr. Enright, Ms. Tammenoms Bakker and the Reporting Person (a member of the Issuer's board of directors) disclaim beneficial ownership over such securities except to the extent of their respective pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

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