Key facts
- This page summarizes Rebecca C. Polak's Form 4 filing for CarLotz, Inc..
- 2 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 21 Mar 2022, 16:05.
Rebecca C. Polak - 17 Mar 2022 Form 4 Insider Report for CarLotz, Inc.
- Reporting relationship
- CCO and GC
- Issuer ticker
- N/A
- Reported as of
- 17 Mar 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 21 Mar 2022, 16:05:53 UTC
- Prior SEC filing
- 12 Nov 2021
- Next SEC filing
- 17 May 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Rebecca C. Polak
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Rebecca C. Polak filed Form 4 for CarLotz, Inc. on 21 Mar 2022.
Change
- Previous filing in this sequence was filed on 12 Nov 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
LOTZ
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 16,659
- Date
- 17 Mar 2022
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
LOTZ
transaction
Derivative
Stock Option (right to buy)
Award
- Transaction value
- $0
- Shares
- +257,335
- Change %
- Price
- $0.000000
- Shares after
- 257,335
- Date
- 17 Mar 2022
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 257,335
- Exercise price
- $1.68
- Footnotes
- F3
LOTZ
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +178,572
- Change %
- Price
- $0.000000
- Shares after
- 178,572
- Date
- 17 Mar 2022
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 178,572
- Exercise price
- Footnotes
- F1, F4
LOTZ
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 95,382
- Date
- 17 Mar 2022
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 95,382
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Restricted stock units convert into Class A Common Stock on a one-for-one basis.
Footnote F2
These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in Class A common stock as follows: one-third of these restricted stock units vest on October 30, 2022, one-third of these restricted stock units vest on October 30, 2023 and one-third of these restricted stock units vest on October 30, 2024, assuming continued employment through the applicable vesting date.
Footnote F3
The options will vest and become exercisable in three equal annual installments commencing on March 17, 2023, subject to the Reporting Person's continuous service with the Issuer through the relevant vesting dates.
Footnote F4
The restricted stock units will vest in three equal annual installments commencing on March 17, 2023, subject to the Reporting Person's continuous service through the relevant vesting date.