David H. Morton Jr. - 10 Jun 2021 Form 4 Insider Report for Anaplan, Inc.

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
14 Jun 2021, 20:43:07 UTC
Next SEC filing
10 Aug 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Gary Spiegel, Attorney-in-Fact

Key filing fact

David H. Morton Jr. filed Form 4 for Anaplan, Inc. on 14 Jun 2021.

Key facts

  • This page summarizes David H. Morton Jr.'s Form 4 filing for Anaplan, Inc..
  • 12 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 14 Jun 2021, 20:43.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: -$1,767,476.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PLAN transaction

Common Stock

Options Exercise

Transaction value
Shares
+59,375
Change %
+698%
Price
Shares after
67,886
Date
10 Jun 2021
Ownership
Direct
Footnotes
F1
PLAN transaction

Common Stock

Sale

Transaction value
$1,544,398
Shares
-29,811
Change %
-44%
Price
$51.81
Shares after
38,075
Date
11 Jun 2021
Ownership
Direct
Footnotes
F2
PLAN transaction

Common Stock

Options Exercise

Transaction value
Shares
+3,664
Change %
+9.6%
Price
Shares after
41,739
Date
10 Jun 2021
Ownership
Direct
Footnotes
F3
PLAN transaction

Common Stock

Sale

Transaction value
$95,324
Shares
-1,840
Change %
-4.4%
Price
$51.81
Shares after
39,899
Date
11 Jun 2021
Ownership
Direct
Footnotes
F2
PLAN transaction

Common Stock

Options Exercise

Transaction value
Shares
+2,860
Change %
+7.2%
Price
Shares after
42,759
Date
10 Jun 2021
Ownership
Direct
Footnotes
F4
PLAN transaction

Common Stock

Sale

Transaction value
$74,446
Shares
-1,437
Change %
-3.4%
Price
$51.81
Shares after
41,322
Date
11 Jun 2021
Ownership
Direct
Footnotes
F2
PLAN transaction

Common Stock

Options Exercise

Transaction value
Shares
+2,049
Change %
+5%
Price
Shares after
43,371
Date
10 Jun 2021
Ownership
Direct
Footnotes
F5
PLAN transaction

Common Stock

Sale

Transaction value
$53,309
Shares
-1,029
Change %
-2.4%
Price
$51.81
Shares after
42,342
Date
11 Jun 2021
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PLAN transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-59,375
Change %
-17%
Price
$0.000000
Shares after
296,875
Date
10 Jun 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
59,375
Exercise price
Footnotes
F1
PLAN transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-3,664
Change %
-11%
Price
$0.000000
Shares after
29,312
Date
10 Jun 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,664
Exercise price
Footnotes
F3
PLAN transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-2,860
Change %
-8.3%
Price
$0.000000
Shares after
31,466
Date
10 Jun 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,860
Exercise price
Footnotes
F4
PLAN transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-2,049
Change %
-6.2%
Price
$0.000000
Shares after
30,747
Date
10 Jun 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,049
Exercise price
Footnotes
F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs first vested on September 10, 2019, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Footnote F2

The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

Footnote F3

The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs first vested on December 10, 2019, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Footnote F4

The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Footnote F5

The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

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