Key facts
- This page summarizes Philip Frank's Form 4 filing for MINIM, INC. (MINM).
- 6 reported transactions and 5 derivative rows are listed below.
- Accepted by SEC: 14 Apr 2023, 07:30.
Philip Frank - 07 Apr 2023 Form 4 Insider Report for MINIM, INC. (MINM)
- Reporting relationship
- Director
- Issuer ticker
- MINM
- Reported as of
- 07 Apr 2023
- Net transaction value
- +$35,475
- SEC form
- 4
- Accepted by SEC
- 14 Apr 2023, 07:30:28 UTC
- Prior SEC filing
- 04 Apr 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Philip Frank
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Philip Frank filed Form 4 for MINIM, INC. (MINM) on 14 Apr 2023.
Change
- Previous filing in this sequence was filed on 04 Apr 2023.
- Current net transaction value: +$35,475.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
MINM
transaction
COMMON STOCK
Options Exercise
- Transaction value
- Shares
- +50,000
- Change %
- +84%
- Price
- Shares after
- 109,661
- Date
- 07 Apr 2023
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
MINM
transaction
Derivative
Common Stock
Award
- Transaction value
- Shares
- +29,661
- Change %
- +99%
- Price
- Shares after
- 59,661
- Date
- 14 Dec 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 29,661
- Exercise price
- Footnotes
- F2, F3
MINM
transaction
Derivative
Stock Options (Right to Buy)
Award
- Transaction value
- $20,250
- Shares
- +7,500
- Change %
- Price
- $2.70*
- Shares after
- 7,500
- Date
- 10 Jul 2018
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 7,500
- Exercise price
- $2.70
MINM
transaction
Derivative
Stock Options (Right to Buy)
Award
- Transaction value
- $15,225
- Shares
- +7,500
- Change %
- Price
- $2.03
- Shares after
- 7,500
- Date
- 10 Jul 2020
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 7,500
- Exercise price
- $2.03
MINM
transaction
Derivative
Stock Options (Right to Buy)
Other
- Transaction value
- $0
- Shares
- -7,500
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 10 Jan 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 7,500
- Exercise price
- $2.15
- Footnotes
- F1
MINM
transaction
Derivative
Stock Option (Right to Buy)
Other
- Transaction value
- $0
- Shares
- -7,500
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 10 Jan 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 7,500
- Exercise price
- $1.15
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Philip Frank is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 3 footnotes
Footnote F1
Stock options expired without being exercised.
Footnote F2
Each restricted stock unit represents a contingent right to receive one share of Minim common stock
Footnote F3
Not applicable.
SEC remarks
The Restricted Stock Units were issued pursuant to the Company's Non-Employee Directors Compensation Plan