Key facts
- This page summarizes Joshua Horowitz's Form 4 filing for MINIM, INC. (MINM).
- 3 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 28 Nov 2022, 15:15.
Joshua Horowitz - 23 Nov 2022 Form 4 Insider Report for MINIM, INC. (MINM)
- Reporting relationship
- Director
- Issuer ticker
- MINM
- Reported as of
- 23 Nov 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 28 Nov 2022, 15:15:55 UTC
- Prior SEC filing
- 22 Nov 2022
- Next SEC filing
- 04 Jan 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Joshua Horowitz
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Joshua Horowitz filed Form 4 for MINIM, INC. (MINM) on 28 Nov 2022.
Change
- Previous filing in this sequence was filed on 22 Nov 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
MINM
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +29,661
- Change %
- +407%
- Price
- Shares after
- 36,947
- Date
- 23 Nov 2022
- Ownership
- Direct
- Footnotes
- F1
MINM
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +225,806
- Change %
- +611%
- Price
- $0.000000
- Shares after
- 262,753
- Date
- 23 Nov 2022
- Ownership
- Direct
- Footnotes
- F1
MINM
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,286,489
- Date
- 23 Nov 2022
- Ownership
- By Palm Global Small Cap Master Fund LP
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
MINM
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -29,661
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 23 Nov 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 29,661
- Exercise price
- Footnotes
- F1, F2
MINM
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 15,000
- Date
- 23 Nov 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 15,000
- Exercise price
- $2.03
- Footnotes
- F3
MINM
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 7,500
- Date
- 23 Nov 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 7,500
- Exercise price
- $2.04
- Footnotes
- F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Joshua Horowitz is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 4 footnotes
Footnote F1
Restricted Stock Units convert into common stock on a one-for-one basis.
Footnote F2
On November 23, 2022, the vesting of the Restricted Stock Units was accelerated and immediately vested.
Footnote F3
Fully exercisable as of the grant date, July 9, 2020.
Footnote F4
Fully exercisable as of the grant date, July 13, 2020.
SEC remarks
Note: The Restricted Stock Units were issued as part of Board of Director compensation.