Key facts
- This page summarizes Gregory N. Dudkin's Form 4 filing for PPL Corp (PPL).
- 8 reported transactions and 6 derivative rows are listed below.
- Accepted by SEC: 24 Jan 2023, 17:07.
Gregory N. Dudkin - 20 Jan 2023 Form 4 Insider Report for PPL Corp (PPL)
- Reporting relationship
- Executive Vice President
- Issuer ticker
- PPL
- Reported as of
- 20 Jan 2023
- Net transaction value
- +$133,376
- SEC form
- 4
- Accepted by SEC
- 24 Jan 2023, 17:07:41 UTC
- Prior SEC filing
- 23 Feb 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ W. Eric Marr, as Attorney-In-Fact for Gregory N. Dudkin
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Gregory N. Dudkin filed Form 4 for PPL Corp (PPL) on 24 Jan 2023.
Change
- Previous filing in this sequence was filed on 23 Feb 2022.
- Current net transaction value: +$133,376.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PPL
transaction
Common Stock
Options Exercise
- Transaction value
- $203,451
- Shares
- +6,939
- Change %
- +12%
- Price
- $29.32
- Shares after
- 65,503
- Date
- 23 Jan 2023
- Ownership
- Direct
PPL
transaction
Common Stock
Tax liability
- Transaction value
- $70,075
- Shares
- -2,390
- Change %
- -3.6%
- Price
- $29.32
- Shares after
- 63,113
- Date
- 23 Jan 2023
- Ownership
- Direct
- Footnotes
- F1
PPL
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 100
- Date
- 20 Jan 2023
- Ownership
- Held in trust pursuant to the Employee Stock Ownership Plan.
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
PPL
transaction
Derivative
Stock Unit (SIP)
Award
- Transaction value
- $0
- Shares
- +14,727
- Change %
- Price
- $0.000000
- Shares after
- 14,727
- Date
- 20 Jan 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 14,727
- Exercise price
- Footnotes
- F3, F4, F5
PPL
transaction
Derivative
Performance Stock Unit (SIP)
Award
- Transaction value
- $0
- Shares
- +29,454
- Change %
- Price
- $0.000000
- Shares after
- 29,454
- Date
- 20 Jan 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 29,454
- Exercise price
- Footnotes
- F6, F7
PPL
transaction
Derivative
Performance Stock Unit (SIP)
Award
- Transaction value
- $0
- Shares
- +14,727
- Change %
- Price
- $0.000000
- Shares after
- 14,727
- Date
- 20 Jan 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 14,727
- Exercise price
- Footnotes
- F7, F8
PPL
transaction
Derivative
Performance Stock Unit (SIP)
Award
- Transaction value
- $0
- Shares
- +14,727
- Change %
- Price
- $0.000000
- Shares after
- 14,727
- Date
- 20 Jan 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 14,727
- Exercise price
- Footnotes
- F7, F9
PPL
transaction
Derivative
Performance Stock Unit (SIP)
Other
- Transaction value
- $0
- Shares
- -13,877
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 20 Jan 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 13,877
- Exercise price
- Footnotes
- F2, F7, F10, F11
PPL
transaction
Derivative
Stock Unit (SIP)
Options Exercise
- Transaction value
- $0
- Shares
- -6,939
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 23 Jan 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 6,939
- Exercise price
- $0.000000
- Footnotes
- F2, F12
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 12 footnotes
Footnote F1
Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).
Footnote F2
Total includes the reinvestment of dividends.
Footnote F3
No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.
Footnote F4
The units will vest on 01/20/2026.
Footnote F5
As of 01/24/2023, total restricted stock units beneficially owned is 39,812.751. This total includes the 01/21/2021 grant of 8,870.484 restricted stock units, the 04/12/2021 grant of 2,818.568 restricted stock units, and the 01/27/2022 grant of 13,396.699 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/20/2023 grant of 14,727 restricted stock units.
Footnote F6
No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.
Footnote F7
As of 01/24/2023, total performance units beneficially owned is 173,125.603. This total includes the 01/23/2020 grant of 13,876.792 performance units, the 01/21/2021 grants of 17,739.871 and 17,739.871 performance units, the 04/12/2021 grants of 5,637.137 and 5,637.137 performance units, and the three 01/27/2022 grants of (a) 26,793.397, (b) 13,396.699, and (c) 13,396.699 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/20/2023 grants of (a) 29,454, (b) 14,727, and (c) 14,727 performance units.
Footnote F8
No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.
Footnote F9
No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026.
Footnote F10
No conversion or exercise price or exercise or expiration date applies.
Footnote F11
The Company did not achieve the threshold percentile ranking in the applicable index to trigger share awards, therefore performance units based on TSR granted in 2020 will be paid out at 0%.
Footnote F12
The units vested on 01/23/2023.