Key facts
- This page summarizes Carlos Dominguez's Form 4 filing for Sprinklr, Inc. (CXM).
- 8 reported transactions and 7 derivative rows are listed below.
- Accepted by SEC: 29 Jun 2021, 21:09.
Carlos Dominguez - 25 Jun 2021 Form 4 Insider Report for Sprinklr, Inc. (CXM)
- Reporting relationship
- Director
- Issuer ticker
- CXM
- Reported as of
- 25 Jun 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 29 Jun 2021, 21:09:13 UTC
- Prior SEC filing
- 22 Jun 2021
- Next SEC filing
- 03 Aug 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jason Minio, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Carlos Dominguez filed Form 4 for Sprinklr, Inc. (CXM) on 29 Jun 2021.
Change
- Previous filing in this sequence was filed on 22 Jun 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CXM
transaction
Common Stock
Other
- Transaction value
- Shares
- -2,237,122
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 25 Jun 2021
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CXM
transaction
Derivative
Class B Common Stock
Other
- Transaction value
- $0
- Shares
- +2,237,122
- Change %
- Price
- $0.000000
- Shares after
- 2,237,122
- Date
- 25 Jun 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 2,237,122
- Exercise price
- Footnotes
- F1, F2
CXM
transaction
Derivative
Stock Option (right to buy)
Other
- Transaction value
- $0
- Shares
- -22,917
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 25 Jun 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 22,917
- Exercise price
- $3.73
- Footnotes
- F1, F3
CXM
transaction
Derivative
Stock Option (right to buy)
Other
- Transaction value
- $0
- Shares
- +22,917
- Change %
- Price
- $0.000000
- Shares after
- 22,917
- Date
- 25 Jun 2021
- Ownership
- Direct
- Underlying class
- Class B Common Stock
- Underlying amount
- 22,917
- Exercise price
- $3.73
- Footnotes
- F1, F3
CXM
transaction
Derivative
Stock Option (right to buy)
Other
- Transaction value
- $0
- Shares
- -103,125
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 25 Jun 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 103,125
- Exercise price
- $4.45
- Footnotes
- F1, F4
CXM
transaction
Derivative
Stock Option (right to buy)
Other
- Transaction value
- $0
- Shares
- +103,125
- Change %
- Price
- $0.000000
- Shares after
- 103,125
- Date
- 25 Jun 2021
- Ownership
- Direct
- Underlying class
- Class B Common Stock
- Underlying amount
- 103,125
- Exercise price
- $4.45
- Footnotes
- F1, F4
CXM
transaction
Derivative
Stock Option (right to buy)
Other
- Transaction value
- $0
- Shares
- -112,500
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 25 Jun 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 112,500
- Exercise price
- $4.93
- Footnotes
- F1, F5
CXM
transaction
Derivative
Stock Option (right to buy)
Other
- Transaction value
- $0
- Shares
- +112,500
- Change %
- Price
- $0.000000
- Shares after
- 112,500
- Date
- 25 Jun 2021
- Ownership
- Direct
- Underlying class
- Class B Common Stock
- Underlying amount
- 112,500
- Exercise price
- $4.93
- Footnotes
- F1, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
Footnote F2
Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria.
Footnote F3
One fourth (1/4th) of the shares subject to the option award vested on February 7, 2019, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
Footnote F4
One forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on and a monthly basis commencing on January 10, 2020, then on the first day of each month thereafter, subject to the Reporting Person's continuous service.
Footnote F5
One fourth (1/4th) of the shares subject to the option award vested on March 11, 2021, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.