Key facts
- This page summarizes Matthew Koeppen's Form 4 filing for TWO HARBORS INVESTMENT CORP. (TWO).
- 3 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 12 Aug 2021, 16:10.
Matthew Koeppen - 10 Aug 2021 Form 4 Insider Report for TWO HARBORS INVESTMENT CORP. (TWO)
- Reporting relationship
- Former Chief Inv. Officer
- Issuer ticker
- TWO
- Reported as of
- 10 Aug 2021
- Net transaction value
- -$1,899,379
- SEC form
- 4
- Accepted by SEC
- 12 Aug 2021, 16:10:55 UTC
- Prior SEC filing
- 20 May 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Matthew Koeppen
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Filing notes and source
Key filing fact
Matthew Koeppen filed Form 4 for TWO HARBORS INVESTMENT CORP. (TWO) on 12 Aug 2021.
Change
- Previous filing in this sequence was filed on 20 May 2021.
- Current net transaction value: -$1,899,379.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
TWO
transaction
Common stock, par value $0.01 per share
Sale
- Transaction value
- -$642,670
- Shares
- -100,000
- Change %
- -30%
- Price
- $6.43
- Shares after
- 228,413
- Date
- 10 Aug 2021
- Ownership
- Direct
- Footnotes
- F1
TWO
transaction
Common stock, par value $0.01 per share
Sale
- Transaction value
- -$708,587
- Shares
- -110,000
- Change %
- -48%
- Price
- $6.44
- Shares after
- 118,413
- Date
- 11 Aug 2021
- Ownership
- Direct
- Footnotes
- F2
TWO
transaction
Common stock, par value $0.01 per share
Sale
- Transaction value
- -$548,122
- Shares
- -84,913
- Change %
- -72%
- Price
- $6.46
- Shares after
- 33,500
- Date
- 12 Aug 2021
- Ownership
- Direct
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Matthew Koeppen is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 3 footnotes
Footnote F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.4201 to $6.435, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Footnote F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.42 to $6.4801, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp, any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Footnote F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.44 to $6.485, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.