Key facts
- This page summarizes Mark Hakjoon Lee's Form 4 filing for CATHAY GENERAL BANCORP (CATY).
- 3 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 31 Jul 2023, 20:42.
Mark Hakjoon Lee - 27 Jul 2023 Form 4 Insider Report for CATHAY GENERAL BANCORP (CATY)
- Reporting relationship
- EVP, Chief Credit Officer
- Issuer ticker
- CATY
- Reported as of
- 27 Jul 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 31 Jul 2023, 20:42:05 UTC
- Prior SEC filing
- 05 Apr 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Georgia Lo, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Mark Hakjoon Lee filed Form 4 for CATHAY GENERAL BANCORP (CATY) on 31 Jul 2023.
Change
- Previous filing in this sequence was filed on 05 Apr 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CATY
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 17,038
- Date
- 27 Jul 2023
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CATY
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- Shares
- +2,251
- Change %
- Price
- Shares after
- 2,251
- Date
- 27 Jul 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,251
- Exercise price
- Footnotes
- F1, F2
CATY
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- Shares
- +2,356
- Change %
- Price
- Shares after
- 2,356
- Date
- 27 Jul 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,356
- Exercise price
- Footnotes
- F1, F2
CATY
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- Shares
- +4,713
- Change %
- Price
- Shares after
- 4,713
- Date
- 27 Jul 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,713
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.
Footnote F2
These restricted stock units are scheduled to vest in a single installment on December 31, 2025, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2024 or a change in control, with the number of units earned being based on the achievement of certain performance criteria.