Key facts
- This page summarizes Kurt A. Gustafson's Form 4 filing for OmniAb Operations, Inc..
- 4 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 03 Nov 2022, 21:13.
Kurt A. Gustafson - 01 Nov 2022 Form 4 Insider Report for OmniAb Operations, Inc.
- Reporting relationship
- EVP, Finance and CFO
- Issuer ticker
- N/A
- Reported as of
- 01 Nov 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 03 Nov 2022, 21:13:33 UTC
- Prior SEC filing
- 30 Sep 2022
- Next SEC filing
- 29 Nov 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Charles S. Berkman, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Kurt A. Gustafson filed Form 4 for OmniAb Operations, Inc. on 03 Nov 2022.
Change
- Previous filing in this sequence was filed on 30 Sep 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
No ticker
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +17,792
- Change %
- Price
- $0.000000
- Shares after
- 17,792
- Date
- 01 Nov 2022
- Ownership
- Direct
- Footnotes
- F1
No ticker
transaction
Common Stock
Disposed to Issuer
- Transaction value
- Shares
- -17,792
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 01 Nov 2022
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
No ticker
transaction
Derivative
Stock Option
Award
- Transaction value
- $0
- Shares
- +71,174
- Change %
- Price
- $0.000000
- Shares after
- 71,174
- Date
- 01 Nov 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 71,174
- Exercise price
- $60.68
- Footnotes
- F3
No ticker
transaction
Derivative
Stock Option
Disposed to Issuer
- Transaction value
- Shares
- -71,174
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 01 Nov 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 71,174
- Exercise price
- $60.68
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Kurt A. Gustafson is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 3 footnotes
Footnote F1
Includes 14,234 restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock and does not expire.
Footnote F2
Pursuant to the business combination of Avista Public Acquisition Corp. II (after consummation of the transaction contemplated here, "New OmniAb") and the Issuer, as contemplated by an agreement and plan of merger, dated March 23, 2022 (the "Merger Agreement"), each share of common stock, option and award of restricted stock unit of the Issuer will automatically convert into the right to receive securities of New OmniAb with the same terms and conditions in accordance with exchange ratios described in the Merger Agreement.
Footnote F3
The stock option vests and is exercisable as to 12.5% of the underlying shares on October 8, 2022, and in 42 substantially equal monthly installments thereafter.