Clyde H. Allison Jr. - 27 Jan 2022 Form 4 Insider Report for NORFOLK SOUTHERN CORP (NSC)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
03 Feb 2022, 13:56:27 UTC
Prior SEC filing
27 Jan 2022
Next SEC filing
01 Feb 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Denise W. Hutson via P.O.A. for Clyde H. Allison Jr.

Key filing fact

Clyde H. Allison Jr. filed Form 4 for NORFOLK SOUTHERN CORP (NSC) on 03 Feb 2022.

Key facts

  • This page summarizes Clyde H. Allison Jr.'s Form 4 filing for NORFOLK SOUTHERN CORP (NSC).
  • 2 reported transactions and 5 derivative rows are listed below.
  • Accepted by SEC: 03 Feb 2022, 13:56.

Change

  • Previous filing in this sequence was filed on 27 Jan 2022.
  • Current net transaction value: -$59,345.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NSC transaction

Common Stock

Award

Transaction value
$0
Shares
+787
Change %
+1.8%
Price
$0.000000
Shares after
43,675
Date
27 Jan 2022
Ownership
Direct
Footnotes
F1
NSC transaction

Common Stock

Tax liability

Transaction value
$59,345
Shares
-219
Change %
-0.5%
Price
$270.98
Shares after
43,456
Date
27 Jan 2022
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NSC holding Derivative

Option (right to buy, granted 2014)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,760
Date
27 Jan 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,760
Exercise price
$94.17
NSC holding Derivative

Option (right to buy, granted 2015)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,720
Date
27 Jan 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,720
Exercise price
$104.23
NSC holding Derivative

Option (right to buy, granted 2016)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,140
Date
27 Jan 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,140
Exercise price
$70.32
NSC holding Derivative

Option (right to buy, granted 2017)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,190
Date
27 Jan 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,190
Exercise price
$120.25
NSC holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,358
Date
27 Jan 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,358
Exercise price
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Represents shares earned by the reporting person under the formula-based performance share feature of the Corporation's Long-Term Incentive plan (a Rule 16h-3 plan).

Footnote F2

Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units vest ratably over four years from the grant date and ultimately will be settled in Common Stock.

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