Peter W. Sonsini - 24 May 2022 Form 4 Insider Report for GENOCEA BIOSCIENCES, INC.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
26 May 2022, 18:31:41 UTC
Prior SEC filing
04 May 2022
Next SEC filing
19 Oct 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Louis Citron, attorney-in-fact

Key filing fact

Peter W. Sonsini filed Form 4 for GENOCEA BIOSCIENCES, INC. on 26 May 2022.

Key facts

  • This page summarizes Peter W. Sonsini's Form 4 filing for GENOCEA BIOSCIENCES, INC..
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 26 May 2022, 18:31.

Change

  • Previous filing in this sequence was filed on 04 May 2022.
  • Current net transaction value: -$750,662.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GNCA transaction

Common Stock

Sale

Transaction value
$387,943
Shares
-5,931,843
Change %
-57%
Price
$0.0654*
Shares after
4,445,093
Date
24 May 2022
Ownership
See Note 2
Footnotes
F1, F2
GNCA transaction

Common Stock

Sale

Transaction value
$362,720
Shares
-4,445,093
Change %
-100%
Price
$0.0816*
Shares after
0
Date
25 May 2022
Ownership
See Note 2
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Peter W. Sonsini is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 3 footnotes

Footnote F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.060 to $0.0746, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Footnote F2

The Reporting Person is a manager of NEA 16 GP, LLC, which is the sole general partner of NEA Partners 16, L.P. ("NEA Partners 16"). NEA Partners 16 is the sole general partner of New Enterprise Associates 16, L.P. ("NEA 16"), which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares held by NEA 16 in which the Reporting Person has no pecuniary interest.

Footnote F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.0675 to $0.0980, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .