Benjamin P. Cowart - 14 May 2023 Form 4 Insider Report for Vertex Energy Inc.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
16 May 2023, 17:02:00 UTC
Prior SEC filing
20 Apr 2023
Next SEC filing
20 Dec 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Benjamin P. Cowart

Key filing fact

Benjamin P. Cowart filed Form 4 for Vertex Energy Inc. on 16 May 2023.

Key facts

  • This page summarizes Benjamin P. Cowart's Form 4 filing for Vertex Energy Inc..
  • 1 reported transaction and 1 derivative row are listed below.
  • Accepted by SEC: 16 May 2023, 17:02.

Change

  • Previous filing in this sequence was filed on 20 Apr 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

VTNR holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
5,450,608
Date
14 May 2023
Ownership
Through B&S Cowart II Family LP
VTNR holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
428,854
Date
14 May 2023
Ownership
Direct
VTNR holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
174,085
Date
14 May 2023
Ownership
Through spouse
VTNR holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
70,214
Date
14 May 2023
Ownership
Through The Shelley T. Cowart 2016 Grantor Retained Annuity Trust
VTNR holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
7,500
Date
14 May 2023
Ownership
Through Vertex Holdings, LP
VTNR holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
100,765
Date
14 May 2023
Ownership
Through VTX Inc.

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

VTNR transaction Derivative

Stock Option (right to buy)

Award

Transaction value
$0
Shares
+48,603
Change %
Price
$0.000000
Shares after
48,603
Date
14 May 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
48,603
Exercise price
$6.46
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Granted in consideration for services rendered and to be rendered as an officer of the Registrant. Granted under the Registrant's 2019 Equity Incentive Plan.

Footnote F2

A total of 1/4th such options vest on each of May 14, 2024, 2025, 2026 and 2027, subject to the Reporting Person's continued service to the Company on such vesting dates.

SEC remarks

Mr. Cowart disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

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