Key facts
- This page summarizes Mark N. Tompkins's Form 4 filing for Patricia Acquisition Corp. (SERV).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 02 Aug 2023, 21:59.
Mark N. Tompkins - 31 Jul 2023 Form 4 Insider Report for Patricia Acquisition Corp. (SERV)
- Reporting relationship
- Former Director
- Issuer ticker
- SERV
- Reported as of
- 31 Jul 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 02 Aug 2023, 21:59:24 UTC
- Prior SEC filing
- 13 Jan 2023
- Next SEC filing
- 05 Nov 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Mark N. Tompkins
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Mark N. Tompkins filed Form 4 for Patricia Acquisition Corp. (SERV) on 02 Aug 2023.
Change
- Previous filing in this sequence was filed on 13 Jan 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SERV
transaction
Common Stock
Conversion of derivative security
- Transaction value
- Shares
- +312,500
- Change %
- +6.6%
- Price
- Shares after
- 5,062,500
- Date
- 31 Jul 2023
- Ownership
- Direct
- Footnotes
- F1
SERV
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- -3,375,000
- Change %
- -67%
- Price
- $0.000000
- Shares after
- 1,687,500
- Date
- 31 Jul 2023
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SERV
transaction
Derivative
Warrants (Right to Buy)
Award
- Transaction value
- Shares
- +156,250
- Change %
- Price
- Shares after
- 156,250
- Date
- 31 Jul 2023
- Ownership
- Direct
- Underlying class
- Common stock
- Underlying amount
- 156,250
- Exercise price
- $3.20
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Mark N. Tompkins is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 3 footnotes
Footnote F1
Upon closing of the reverse triangular merger of the Issuer's subsidiary (the "Merger") with Serve Robotics Inc. ("Legacy Serve"), $1,000,000 principal amount of Legacy Serve's 10% Senior Subordinated Secured Convertible Notes, purchased by the reporting person under a Securities Purchase Agreement, dated April 21, 2023 (the "Bridge SPA"), with Legacy Serve, converted by their terms into shares of common stock of the Issuer at a conversion price of $3.20 per share.
Footnote F2
As a condition under the terms of an Agreement and Plan of Merger and Reorganization, dated as of July 31, 2023, and pursuant to the terms of a stock cancellation agreement, the reporting person voluntarily surrendered and cancelled for no consideration 3,375,000 shares of Issuer's common stock prior to the consummation of the Merger. The reporting person resigned as a director of the Issuer upon consummation of the Merger.
Footnote F3
Immediately exercisable. Received upon closing of the Merger in accordance with the terms of the Bridge SPA. Pursuant to the terms of the Bridge SPA, each holder of a Legacy Serve 10% Senior Subordinated Secured Convertible Note was entitled to receive warrants to purchase 50% of the number of shares of common stock into which the 10% Senior Subordinated Secured Convertible Note converted.