Key facts
- This page summarizes Thomas J. Castle's Form 4 filing for TPI COMPOSITES, INC (TPIC).
- 6 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 28 May 2021, 16:02.
Thomas J. Castle - 26 May 2021 Form 4 Insider Report for TPI COMPOSITES, INC (TPIC)
- Reporting relationship
- *SVP, Operations, Strategic Markets
- Issuer ticker
- TPIC
- Reported as of
- 26 May 2021
- Net transaction value
- -$1,639,726
- Reporting owner signature
- /s/ Steven G. Fishbach, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Thomas J. Castle filed Form 4 for TPI COMPOSITES, INC (TPIC) on 28 May 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: -$1,639,726.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
TPIC
transaction
Common Stock
Options Exercise
- Transaction value
- $420,326
- Shares
- +25,423
- Change %
- +372%
- Price
- $16.53
- Shares after
- 32,254
- Date
- 26 May 2021
- Ownership
- Direct
TPIC
transaction
Common Stock
Sale
- Transaction value
- $1,249,520
- Shares
- -25,423
- Change %
- -79%
- Price
- $49.15*
- Shares after
- 6,831
- Date
- 26 May 2021
- Ownership
- Direct
- Footnotes
- F1
TPIC
transaction
Common Stock
Options Exercise
- Transaction value
- $406,339
- Shares
- +24,577
- Change %
- +360%
- Price
- $16.53
- Shares after
- 31,408
- Date
- 27 May 2021
- Ownership
- Direct
TPIC
transaction
Common Stock
Sale
- Transaction value
- $1,216,871
- Shares
- -24,577
- Change %
- -78%
- Price
- $49.51*
- Shares after
- 6,831
- Date
- 27 May 2021
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
TPIC
transaction
Derivative
Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -25,423
- Change %
- -34%
- Price
- $0.000000
- Shares after
- 48,817
- Date
- 26 May 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 25,423
- Exercise price
- $16.53
- Footnotes
- F3
TPIC
transaction
Derivative
Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -24,577
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 24,240
- Date
- 27 May 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 24,577
- Exercise price
- $16.53
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
This transaction was executed in multiple trades at prices ranging from $49.00 to $49.53 The price reported above reflects the weighted-average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F2
This transaction was executed in multiple trades at prices ranging from $49.00 to $49.96. The price reported above reflects the weighted-average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F3
The option representing a right to purchase a total of 174,240 shares, vest over a four year period as follows: 25% of these securities vest on the first anniversary of the effective date of the initial public offering of the Issuer, and 6.25% vest on each quarterly anniversary thereafter, such that 100% of these securities vest on the fourth anniversary of the Issuer's offering; provided, that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.
SEC remarks
*SVP, Operations, Strategic Markets