Key facts
- This page summarizes Paul D. Allison's Form 4 filing for RAYMOND JAMES FINANCIAL INC (RJF).
- 5 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 16 Dec 2021, 15:23.
Paul D. Allison - 14 Dec 2021 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)
- Reporting relationship
- Chair, President & CEO RJ Ltd.
- Issuer ticker
- RJF
- Reported as of
- 14 Dec 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 16 Dec 2021, 15:23:24 UTC
- Prior SEC filing
- 06 Dec 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Paul D. Allison by Jonathan J. Doyle as Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Paul D. Allison filed Form 4 for RAYMOND JAMES FINANCIAL INC (RJF) on 16 Dec 2021.
Change
- Previous filing in this sequence was filed on 06 Dec 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
RJF
transaction
Common Stock
Gift
- Transaction value
- $0
- Shares
- -24,000
- Change %
- -62%
- Price
- $0.000000
- Shares after
- 14,603
- Date
- 10 Dec 2021
- Ownership
- Direct
RJF
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +2,507
- Change %
- +17%
- Price
- $0.000000
- Shares after
- 17,110
- Date
- 14 Dec 2021
- Ownership
- Direct
- Footnotes
- F1
RJF
transaction
Common Stock
Gift
- Transaction value
- $0
- Shares
- +24,000
- Change %
- +115%
- Price
- $0.000000
- Shares after
- 44,925
- Date
- 10 Dec 2021
- Ownership
- Rose Allison Holdings Inc.
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
RJF
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -2,507
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 14 Dec 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,507
- Exercise price
- Footnotes
- F1, F3
RJF
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +1,735
- Change %
- Price
- $0.000000
- Shares after
- 1,735
- Date
- 15 Dec 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,735
- Exercise price
- Footnotes
- F1, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
Footnote F2
A corporation that is wholly owned by the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Footnote F3
The RSU grant was previously reported as covering 1,671 shares awarded on December 14, 2018, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.
Footnote F4
Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.
SEC remarks
This Form 4 reports (i) the gift of shares by the reporting person, (ii) a grant of RSUs under the issuer's Amended and Restated 2012 Stock Incentive Plan as a portion of the annual bonus to the reporting person, and (iii) the vesting of RSUs awarded to the reporting person on December 14, 2018.