Dallas Imbimbo - 14 Sep 2021 Form 4 Insider Report for Unrivaled Brands, Inc.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
16 Sep 2021, 21:31:22 UTC
Prior SEC filing
01 Sep 2021
Next SEC filing
07 Jan 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Dallas Imbimbo

Key filing fact

Dallas Imbimbo filed Form 4 for Unrivaled Brands, Inc. on 16 Sep 2021.

Key facts

  • This page summarizes Dallas Imbimbo's Form 4 filing for Unrivaled Brands, Inc..
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 16 Sep 2021, 21:31.

Change

  • Previous filing in this sequence was filed on 01 Sep 2021.
  • Current net transaction value: +$400,500.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

UNRV transaction

Common Stock

Award

Transaction value
$400,500
Shares
+1,500,000
Change %
+12%
Price
$0.2670*
Shares after
14,027,700
Date
14 Sep 2021
Ownership
Direct
Footnotes
F1
UNRV holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,454,752
Date
14 Sep 2021
Ownership
Held by Spouse
UNRV holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
19,260,742
Date
14 Sep 2021
Ownership
Held by Alpha West Holdings, Inc.
Footnotes
F2
UNRV holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
8,259,085
Date
14 Sep 2021
Ownership
Held by Rove Group LLC
Footnotes
F3
UNRV holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
15,444,746
Date
14 Sep 2021
Ownership
Held by Bonaparte Group LLC
Footnotes
F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Represents 1,500,000 shares of restricted Common Stock granted pursuant to the Company's Amended and Restated 2018 Equity Incentive Plan, which are subject to a risk of forfeiture until vested. The 1,500,000 shares of restricted Common Stock vest in five equal installments, with the first installment vesting on September 14, 2021, and the remaining installments vesting on January 1, 2022, April 1, 2022, July 1, 2022 and October 1, 2022; provided the Reporting Person is a director of the Company on the applicable vesting date.

Footnote F2

Mr. Imbimbo, together with his spouse, is a majority shareholder of Alpha West Holdings, Inc. Mr. Imbimbo is also the Chief Executive Officer and a director of Alpha West Holdings, Inc.

Footnote F3

Mr. Imbimbo is the sole member of Rove Group LLC.

Footnote F4

Mr. Imbimbo's spouse is the managing member of Bonaparte Group LLC.

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