Michael Thomas Heffernan - 02 Jun 2021 Form 4 Insider Report for Akebia Therapeutics, Inc. (AKBA)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
03 Jun 2021, 17:27:09 UTC
Prior SEC filing
24 May 2021
Next SEC filing
14 Jun 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Nicole R. Hadas, attorney-in-fact for Michael T. Heffernan

Key filing fact

Michael Thomas Heffernan filed Form 4 for Akebia Therapeutics, Inc. (AKBA) on 03 Jun 2021.

Key facts

  • This page summarizes Michael Thomas Heffernan's Form 4 filing for Akebia Therapeutics, Inc. (AKBA).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 03 Jun 2021, 17:27.

Change

  • Previous filing in this sequence was filed on 24 May 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AKBA transaction

Common Stock

Award

Transaction value
$0
Shares
+13,700
Change %
+39%
Price
$0.000000
Shares after
48,586
Date
02 Jun 2021
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AKBA transaction Derivative

Stock Option (Right to buy)

Award

Transaction value
$0
Shares
+20,100
Change %
Price
$0.000000
Shares after
20,100
Date
02 Jun 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
20,100
Exercise price
$3.37
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The restricted stock units (the "RSUs") were granted by the Issuer pursuant to its 2014 Incentive Plan, as amended (the "2014 Plan"), as provided by the Issuer's Amended and Restated Non-Employee Director Compensation Program (the "Program"). The RSUs will vest in full (100%) on the first anniversary of the grant date, subject to the Reporting Person's continued service to the Issuer.

Footnote F2

The option to purchase shares of the Issuer's common stock (the "Stock Option") was granted by the Issuer pursuant to the 2014 Plan, as provided by the Program. The Stock Option will vest and become exercisable in full (100%) on the first anniversary of the grant date, subject to the Reporting Person's continued service to the Issuer.

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