Key facts
- This page summarizes Daniel M. Friedberg's Form 4 filing for Roth CH Acquisition IV Co. (TYGO).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 25 May 2023, 17:44.
Daniel M. Friedberg - 23 May 2023 Form 4 Insider Report for Roth CH Acquisition IV Co. (TYGO)
- Reporting relationship
- former director
- Issuer ticker
- TYGO
- Reported as of
- 23 May 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 25 May 2023, 17:44:01 UTC
- Prior SEC filing
- 28 Jul 2022
- Next SEC filing
- 18 Aug 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Daniel M. Friedberg
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Daniel M. Friedberg filed Form 4 for Roth CH Acquisition IV Co. (TYGO) on 25 May 2023.
Change
- Previous filing in this sequence was filed on 28 Jul 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
TYGO
transaction
Common Stock
Sale
- Transaction value
- Shares
- -20,485
- Change %
- -62%
- Price
- Shares after
- 12,549
- Date
- 23 May 2023
- Ownership
- See footnote
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
TYGO
transaction
Derivative
Warrants to purchase common stock
Sale
- Transaction value
- Shares
- -2,099
- Change %
- -92%
- Price
- Shares after
- 185
- Date
- 23 May 2023
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 2,099
- Exercise price
- $11.50
- Footnotes
- F1, F2, F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Daniel M. Friedberg is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 4 footnotes
Footnote F1
The reporting person disposed of (i) 16,287 shares of common stock and (ii) 4,198 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $22,770.75.
Footnote F2
Owned by Hampstead Park Capital Management, LLC, of which Mr. Friedberg is the managing member.
Footnote F3
The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
Footnote F4
The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.