Barry S. Snyder - 29 Jul 2021 Form 4 Insider Report for Axalta Coating Systems Ltd. (AXTA)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
02 Aug 2021, 20:49:10 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Alex Tablin-Wolf, attorney-in-fact

Key filing fact

Barry S. Snyder filed Form 4 for Axalta Coating Systems Ltd. (AXTA) on 02 Aug 2021.

Key facts

  • This page summarizes Barry S. Snyder's Form 4 filing for Axalta Coating Systems Ltd. (AXTA).
  • 4 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 02 Aug 2021, 20:49.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: -$34,477.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AXTA transaction

Common Shares

Options Exercise

Transaction value
Shares
+1,144
Change %
+2.4%
Price
Shares after
48,880
Date
29 Jul 2021
Ownership
Direct
Footnotes
F1
AXTA transaction

Common Shares

Tax liability

Transaction value
$8,406
Shares
-279
Change %
-0.57%
Price
$30.13
Shares after
48,601
Date
29 Jul 2021
Ownership
Direct
Footnotes
F2
AXTA transaction

Common Shares

Sale

Transaction value
$26,071
Shares
-865
Change %
-1.8%
Price
$30.14
Shares after
47,736
Date
30 Jul 2021
Ownership
Direct
Footnotes
F3, F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AXTA transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-1,144
Change %
-50%
Price
$0.000000
Shares after
1,145
Date
29 Jul 2021
Ownership
Direct
Underlying class
Common Shares
Underlying amount
1,145
Exercise price
Footnotes
F1, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Restricted stock units convert into common shares on a one-for-one basis.

Footnote F2

Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Footnote F3

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.

Footnote F4

The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.02 to $30.30. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F5

On July 29, 2019, the reporting person was granted 3,433 restricted stock units, vesting in three equal annual installments beginning on July 29, 2020.

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