Michael W. Kalb - 10 May 2023 Form 4 Insider Report for IMPEL PHARMACEUTICALS INC

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
12 May 2023, 16:41:42 UTC
Prior SEC filing
24 Feb 2023
Next SEC filing
03 Jan 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Adrian Adams as attorney-in-fact

Key filing fact

Michael W. Kalb filed Form 4 for IMPEL PHARMACEUTICALS INC on 12 May 2023.

Key facts

  • This page summarizes Michael W. Kalb's Form 4 filing for IMPEL PHARMACEUTICALS INC.
  • 2 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 12 May 2023, 16:41.

Change

  • Previous filing in this sequence was filed on 24 Feb 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

IMPL transaction Derivative

Stock Option (right to buy)

Award

Transaction value
$0
Shares
+175,000
Change %
Price
$0.000000
Shares after
175,000
Date
10 May 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
175,000
Exercise price
$2.43
Footnotes
F1
IMPL transaction Derivative

Restricted Stock Units (RSUs)

Award

Transaction value
$0
Shares
+47,500
Change %
Price
$0.000000
Shares after
47,500
Date
10 May 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
47,500
Exercise price
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The option vests as to 25% of the total shares on May 10, 2024 and then 1/48th of the total shares vests on each monthly anniversary thereafter, subject to the reporting person's provision of service to the issuer on each vesting date.

Footnote F2

Each RSU represents a contingent right to receive 1 share of the issuer's Common Stock upon settlement.

Footnote F3

The RSUs vest as to 100% of the total shares on May 31, 2024, subject to the reporting person's continuation of employment on such vesting date.

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