Key facts
- This page summarizes Charles Bracher's Form 4 filing for Grocery Outlet Holding Corp. (GO).
- 6 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 30 Jun 2023, 17:23.
Charles Bracher - 29 Jun 2023 Form 4 Insider Report for Grocery Outlet Holding Corp. (GO)
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- GO
- Reported as of
- 29 Jun 2023
- Net transaction value
- -$2,633,167
- SEC form
- 4
- Accepted by SEC
- 30 Jun 2023, 17:23:09 UTC
- Prior SEC filing
- 08 Mar 2023
- Next SEC filing
- 04 Mar 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Lauri Fischer, Lauri Fischer, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Charles Bracher filed Form 4 for Grocery Outlet Holding Corp. (GO) on 30 Jun 2023.
Change
- Previous filing in this sequence was filed on 08 Mar 2023.
- Current net transaction value: -$2,633,167.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GO
transaction
Common Stock
Options Exercise
- Transaction value
- $203,321
- Shares
- +53,365
- Change %
- +48%
- Price
- $3.81*
- Shares after
- 164,840
- Date
- 29 Jun 2023
- Ownership
- Direct
GO
transaction
Common Stock
Options Exercise
- Transaction value
- $379,651
- Shares
- +53,247
- Change %
- +32%
- Price
- $7.13*
- Shares after
- 218,087
- Date
- 29 Jun 2023
- Ownership
- Direct
GO
transaction
Common Stock
Sale
- Transaction value
- $2,175,710
- Shares
- -72,115
- Change %
- -33%
- Price
- $30.17
- Shares after
- 145,972
- Date
- 29 Jun 2023
- Ownership
- Direct
- Footnotes
- F1, F2
GO
transaction
Common Stock
Sale
- Transaction value
- $1,040,430
- Shares
- -34,497
- Change %
- -24%
- Price
- $30.16
- Shares after
- 111,475
- Date
- 29 Jun 2023
- Ownership
- Direct
- Footnotes
- F1, F3
GO
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,410
- Date
- 29 Jun 2023
- Ownership
- By spouse
GO
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 400
- Date
- 29 Jun 2023
- Ownership
- By child
- Footnotes
- F4
GO
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 400
- Date
- 29 Jun 2023
- Ownership
- By child
- Footnotes
- F5
GO
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 400
- Date
- 29 Jun 2023
- Ownership
- By child
- Footnotes
- F6
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
GO
transaction
Derivative
Stock Options (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -53,365
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 29 Jun 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 53,365
- Exercise price
- $3.81
- Footnotes
- F7
GO
transaction
Derivative
Stock Options (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -53,247
- Change %
- -68%
- Price
- $0.000000
- Shares after
- 25,000
- Date
- 29 Jun 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 53,247
- Exercise price
- $7.13
- Footnotes
- F7
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 7 footnotes
Footnote F1
This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.
Footnote F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.32, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Footnote F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.29, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Footnote F4
Reflects shares directly held by a trust for the benefit of the reporting person's eldest child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held on behalf of his child by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose
Footnote F5
Reflects shares directly held by a trust for the benefit of the reporting person's middle child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held on behalf of his child by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose
Footnote F6
Reflects shares directly held by a trust for the benefit of the reporting person's youngest child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held on behalf of his child by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
Footnote F7
These stock options are vested and exercisable and have an expiration date of 11/25/2024.