David W. Meline - 09 Aug 2022 Form 4 Insider Report for Moderna, Inc. (MRNA)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
11 Aug 2022, 16:52:56 UTC
Prior SEC filing
12 May 2022
Next SEC filing
16 Oct 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Brian Sandstrom, as Attorney-in-Fact

Key filing fact

David W. Meline filed Form 4 for Moderna, Inc. (MRNA) on 11 Aug 2022.

Key facts

  • This page summarizes David W. Meline's Form 4 filing for Moderna, Inc. (MRNA).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 11 Aug 2022, 16:52.

Change

  • Previous filing in this sequence was filed on 12 May 2022.
  • Current net transaction value: -$28,481.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

MRNA transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+348
Change %
+13%
Price
$0.000000
Shares after
3,021
Date
09 Aug 2022
Ownership
Direct
Footnotes
F1, F2
MRNA transaction

Common Stock

Sale

Transaction value
$28,481
Shares
-164
Change %
-5.4%
Price
$173.66
Shares after
2,857
Date
10 Aug 2022
Ownership
Direct
Footnotes
F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MRNA transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-348
Change %
-9.1%
Price
$0.000000
Shares after
3,482
Date
09 Aug 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
348
Exercise price
$0.000000
Footnotes
F1, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Restricted stock units convert into common stock on a one-for-one basis.

Footnote F2

Includes 90 shares acquired under the Moderna, Inc. 2018 Employee Stock Purchase Plan on May 31, 2022.

Footnote F3

Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

Footnote F4

25% of the shares subject to this restricted stock unit award vested on February 9, 2022 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

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