Peter Hui - 08 Dec 2022 Form 4 Insider Report for ENTERPRISE FINANCIAL SERVICES CORP (EFSC)

Reporting relationship: Director
Issuer ticker: EFSC
Reported as of: 08 Dec 2022
Net transaction value: $0
SEC form: 4
Accepted by SEC: 12 Dec 2022, 13:48:40 UTC
Prior SEC filing: 15 Jul 2022
Source filing: View source filing
Reporting owner signature: /s/ Peter Hui

Key filing fact

Peter Hui filed Form 4 for ENTERPRISE FINANCIAL SERVICES CORP (EFSC) on 12 Dec 2022.

Key facts

This page summarizes Peter Hui's Form 4 filing for ENTERPRISE FINANCIAL SERVICES CORP (EFSC).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 12 Dec 2022, 13:48.

Change

Previous filing in this sequence was filed on 15 Jul 2022.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

EFSC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 62,032
Date: 08 Dec 2022
Ownership: By Spouse

EFSC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 5,436
Date: 08 Dec 2022
Ownership: By Spouse IRA

EFSC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 453,248
Date: 08 Dec 2022
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

EFSC transaction Derivative

Phantom Stock

Award

Transaction value: $0
Shares: +355
Change %: +9.6%
Price: $0.000000
Shares after: 4,037
Date: 08 Dec 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 355
Exercise price
Footnotes: F1, F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.

Footnote F2

Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.

Footnote F3

Represents shares issued under the Non-Management Director Stock Plan.